Text
August 9, 1994 UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
No. 92-1182
No. 92-1258
UNITED STATES OF AMERICA,
Appellee,
v.
DARRYL WHITING,
a/k/a G., GOD, RAH,
Defendant, Appellant.
No. 92-1183
UNITED STATES OF AMERICA,
Appellee,
v.
SEAN DIXON,
a/k/a MICHAEL WHITE,
Defendant, Appellant.
No. 92-1184
UNITED STATES OF AMERICA,
Appellee,
v.
RENALDO PLEDGER,
a/k/a EUGENE NOBLE,
Defendant, Appellant.
No. 92-1185
UNITED STATES OF AMERICA,
Appellee,
v.
EDWIN CARMICHAEL,
a/k/a FREEDOM,
Defendant, Appellant.
No. 92-1259
UNITED STATES OF AMERICA,
Appellee,
v.
WILLIAM BOWIE,
a/k/a CUDA, DIAMOND,
Defendant, Appellant.
No. 92-1442
UNITED STATES OF AMERICA,
Appellee,
v.
STEVEN WADLINGTON,
a/k/a MOHAMMED,
Defendant, Appellant.
No. 92-1443
UNITED STATES OF AMERICA,
Appellee,
v.
KENNETH BARTLETT,
a/k/a CHEYENNE,
Defendant, Appellant.
ERRATA SHEET
The opinion of this Court, issued on July 6, 1994, is amended as
follows:
On page 32, line 9 of only full paragraph, replace the material
beginning with "If these" through "Id. at 1778-79." with the
following:
If these criteria are met, the court of appeal "has authority
to order correction, but is not required to do so," id. at
1778, and should exercise its remedial discretion only "in
those circumstances in which a miscarriage of justice would
otherwise result," or where the error "seriously affect[s]
the fairness, integrity or public reputation of judicial
proceedings." Id. at 1779 (internal quotations omitted).
UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
No. 92-1182
No. 92-1258
UNITED STATES OF AMERICA,
Appellee,
v.
DARRYL WHITING,
a/k/a G., GOD, RAH,
Defendant, Appellant.
No. 92-1183
UNITED STATES OF AMERICA,
Appellee,
v.
SEAN DIXON,
a/k/a MICHAEL WHITE,
Defendant, Appellant.
No. 92-1184
UNITED STATES OF AMERICA,
Appellee,
v.
RENALDO PLEDGER,
a/k/a EUGENE NOBLE,
Defendant, Appellant.
No. 92-1185
UNITED STATES OF AMERICA,
Appellee,
v.
EDWIN CARMICHAEL,
a/k/a FREEDOM,
Defendant, Appellant.
No. 92-1259
UNITED STATES OF AMERICA,
Appellee,
v.
WILLIAM BOWIE,
a/k/a CUDA, DIAMOND,
Defendant, Appellant.
No. 92-1442
UNITED STATES OF AMERICA,
Appellee,
v.
STEVEN WADLINGTON,
a/k/a MOHAMMED,
Defendant, Appellant.
No. 92-1443
UNITED STATES OF AMERICA,
Appellee,
v.
KENNETH BARTLETT,
a/k/a CHEYENNE,
Defendant, Appellant.
APPEALS FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Walter Jay Skinner, U.S. District Judge]
Before
Breyer,* Chief Judge, Boudin and Stahl, Circuit Judges. *Chief Judge Stephen Breyer heard oral argument in this matter, but did not participate in the drafting or the issuance of the panel's opinion. The remaining two panelists therefore issue this opinion pursuant to 28 U.S.C. 46(d). Gary C. Crossen, by Appointment of the Court, and Stephen D.
Sowle with whom Sarah Reed, John A. Shope and Foley, Hoag & Eliot were on briefs for appellant Darryl Whiting.
John H. LaChance, by Appointment of the Court, with whom LaChance and Whatley was on briefs for appellant Sean Dixon.
John C. Doherty, by Appointment of the Court, for appellant Renaldo Pledger.
Janet L. Sanders with whom Zalkind, Rodriguez, Lunt & Duncan was on briefs for appellant Steven Wadlington.
Lois Lewis, by Appointment of the Court, for appellant Edwin Carmichael.
John P. Slattery, by Appointment of the Court, with whom Wysocki and Slattery was on brief for appellant Kenneth Bartlett.
Paul A. Dinsmore, by Appointment of the Court, for appellant William Bowie.
Robert W. Iuliano, Assistant United States Attorney, Paul V.
Kelly, Assistant United States Attorney, (for IAD issue), and Thomas C. Frongillo with whom Donald K. Stern, United States Attorney, was on briefs for the United States. July 6, 1994 BOUDIN, Circuit Judge. These cases arise out of an extensive undercover law enforcement operation targeted at the "New York Boys," a large-scale drug distribution ring operating out of the Orchard Park Housing Project in Roxbury, Massachusetts. The seven defendants currently before the court appeal their convictions, their sentences, or both. We affirm the district court's rulings on all but one point.1 I. On December 11, 1990, a federal grand jury indicted Darryl Whiting, Sean Dixon, Renaldo Pledger, Edwin Carmichael, and Steven Wadlington--as well as 26 co- defendants--for conspiracy to distribute cocaine in violation of 21 U.S.C. 846. A superseding indictment returned on April 11, 1991, expanded the case to include a total of 50 defendants, including Kenneth Bartlett and William Bowie. The individual defendants were also charged with various combinations of substantive cocaine distribution, 21 U.S.C. 841(a)(1), firearms offenses, 18 U.S.C. 922(g)(1); 26 U.S.C. 5861(d), or money laundering, 18 U.S.C. 1956(2)(1), and Whiting was alleged to be the organizer and 1The published version of this opinion includes only the statement of facts (part I) and the discussion of those issues that may be of general interest (parts II and III).
The remaining portions of the opinion as filed (parts IV-VI) address issues that do not appear to have precedential importance. See First Cir. R. 36.2. supervisor of a continuing criminal enterprise in violation of 21 U.S.C. 848. Rather than try 50 defendants at once, the district court severed the case into smaller cases. The first five defendants named above ("the first-trial defendants") were placed in the initial trial group, along with a sixth defen- dant (David Waight) who has not appealed. Trial began on June 17, 1991, and continued for 18 days spread over the next four weeks. The evidence consisted primarily of the testimony of undercover agents and cooperating co-defendants. Taken in the light most favorable to the government, United States v. Gonzalez-Torres, 980 F.2d 788, 789 (1st Cir. 1992), the evidence showed the following: The first-trial defendants, together with many other individuals, were members of or associated with the "New York Boys," a street gang headed by Whiting and operating out of the Orchard Park Housing Project in Roxbury, Massachusetts. The gang was so named because many of its members hailed from Queens, New York. During the period from 1986 to 1990, the New York Boys evolved into a large, highly structured organization that employed up to 100 different people and sold cocaine and cocaine base ("crack" cocaine) in shifts 24 hours a day. The Whiting organization received its cocaine from New York City. A number of couriers transported the drugs to Boston on airline shuttles. The drugs were then processed-- "cut" with dilutants and divided into individual bags--at several different apartments located outside the Orchard Park Project. Finally, the cocaine was sold at Orchard Park through an elaborate network of personnel: "runners" who met customers and took their money; other individuals who "worked the pack" by holding small quantities of cocaine and distributing it to incoming runners in exchange for cash; and a third group who held larger inventories of cocaine packs in more secure locations and periodically resupplied those "working the pack." Additional workers served as lookouts for police or provided security against rival gangs. During the organization's most prosperous period, the New York Boys sold as much as five kilograms of cocaine per week, grossing up to $100,000 in a single half-day shift. The organization sent substantial sums out of Boston via Western Union, giving rise to money-laundering charges against Whiting and Carmichael. Many of the workers were paid up to $1,000 per week for their services, although not consistently. Whiting invested funds in various Roxbury businesses, including a barber shop, video store, and the Crown Social Hall. Although this hall functioned as a community center, it also served as a front for drug distribution activities and a means of laundering the proceeds of drug sales. Whiting also sponsored rap concerts, barbecues, and other social events, and provided gifts of clothing and money to youth in the Roxbury community. The government's witnesses testified about numerous weapons possessed by defendants and acts of violence done to maintain discipline within the organization and security vis- a-vis rival gangs. Security measures were elaborate: gang members were equipped with binoculars, walkie-talkies, and headphones and had ready access to firearms ranging from riot pump shotguns to Uzi machine guns. There was extensive evidence of beatings and other acts of violence against members of the organization who stole money or cocaine, attempted to sell drugs on their own, or otherwise disobeyed orders. The first-trial defendants mounted a defense consisting primarily of attacks on the credibility of the government's witnesses. Defense counsel attacked the testimony of one of the government's two primary undercover operatives, Jeffrey Coy, by emphasizing instances in which Coy had failed to follow proper police procedures and by showing that Coy had suffered serious psychological and emotional problems during and after the investigation. Defendants also sought to undermine the second undercover agent, Maurice Dawkins, by way of testimony from a former supervisor that Dawkins was not "a man of truth." Defense counsel also won admissions that many of the cooperating co-defendants who testified had drug problems, and that some would be willing to lie to further their own interests. Whiting himself testified that he was not involved in drug dealing and that his income came from legitimate business activities. On July 24, 1991, the jury convicted Whiting of one count of engaging in a continuing criminal enterprise, 21 counts of distribution of cocaine, and one count of money laundering; he was acquitted of two counts of distribution of cocaine.2 Dixon, a runner and security worker, was convicted of conspiracy to distribute cocaine and of one substantive distribution count, but was acquitted on an additional distribution count. Pledger, another security worker, was convicted on the conspiracy count and on one count of being a felon in possession of a firearm. Edwin Carmichael, who had a managerial role, was convicted of conspiracy to distribute cocaine and of one count of money laundering. Steven Wadlington, a security worker, was convicted on the conspiracy count and of one count each of distribution of cocaine and possession of an unregistered firearm; he was acquitted on two additional distribution counts. 2Whiting was also convicted of conspiracy to distribute cocaine; the district court, however, vacated that count on the ground that it was a lesser included offense subsumed within the continuing criminal enterprise conviction. Sentences were imposed on October 7, 21, and 22, 1991, and the five defendants filed timely notices of appeal. The specific sentences imposed were as follows: Darryl Whiting Life without parole on the continuing criminal enterprise count; 240 months imprisonment for each of 21 distribution counts and one money laundering count, to be served concurrently; and a $1200 special assessment. Sean Dixon 188 months imprisonment and 60 months supervised release on the conspiracy count; 60 months imprisonment for distribution count, to run concurrently; and a $100 special assessment. Renaldo Pledger 235 months imprisonment and 60 months supervised release; and a $100 special assessment. Edwin Carmichael 262 months imprisonment and 60 months supervised release; and a $100 special assessment. Steven Wadlington 360 months imprisonment on the conspiracy count and 60 months supervised release; 240 months imprisonment on distribution count; 120 months imprisonment on the firearms count, all sentences to run concurrently; and a $150 special assessment. Bartlett and Bowie were among six co-defendants slated for trial in the second group created by the district court. Both Bartlett and Bowie were alleged to have served as security workers. Bowie, the government claimed, acted as the chief of security for the organization and as Whiting's bodyguard. The second trial commenced on November 19, 1991. On the sixth day of trial, Bartlett and Bowie pled guilty to conspiracy to distribute cocaine. Bowie was sentenced on February 10, 1992, to 262 months imprisonment and 60 months supervised release, as well as a $50 special assessment. Bartlett was sentenced on March 11, 1992, to an identical sentence; in his case, however, the district court ordered that the sentence be served consecutively to two previously imposed state sentences for second degree murder and firearms charges. Bowie and Bartlett have each appealed from their sentences, and Bowie has challenged the validity of his guilty plea as well. II. We consider first several arguments jointly presented by the first-trial defendants: Whiting, Dixon, Pledger, Carmichael, and Wadlington. Each asserts that the district court erred in refusing to permit certain testimony aimed at undermining the credibility of one of the government's undercover operatives; in allowing the prosecutor to make allegedly inflammatory remarks to the jury; in mischarging the jury on the definition of "reasonable doubt"; and in calculating the amount of cocaine for which the defendants were held accountable at sentencing. Although none of these arguments is frivolous, we do not find any of them ultimately persuasive. A. Impeachment of Anthony Hewitt A key government witness at trial was Maurice Dawkins, an undercover operative who made a total of 11 purchases of cocaine from various members of the Whiting organization. Many of Dawkins' dealings were uncorroborated by tape recordings or other witnesses; as a result, his credibility became a central issue at trial. In an attempt to undermine Dawkins, the defendants called as a witness Anthony Hewitt, a deputy superintendent of the Jamaican Constabulary and Dawkins' former commanding officer. Hewitt testified that, in his opinion, Dawkins was not a truthful individual and had a reputation for untruthfulness in Jamaica. Fed. R. Evid. 608(b) provides that "[s]pecific instances of the conduct of a witness, for the purpose of attacking or supporting the witness' credibility, . . . may not be proved by extrinsic evidence." Accordingly, defense counsel confined themselves to eliciting from Hewitt his general opinion of Dawkins' truthfulness and the general reputation for truthfulness that Dawkins had among his co-workers in Jamaica. See Fed. R. Evid. 608(a). On cross-examination of Hewitt, the government elicited testimony regarding specific instances of Dawkins' good conduct: in particular, Hewitt was led to acknowledge various commendations that Dawkins had received while on the Jamaican force, as well as the fact that Dawkins had been injured in the line of duty. On redirect examination, the defense sought to question Hewitt about specific instances in which Hewitt and other members of the Jamaican Constabulary had found Dawkins to be not credible.3 Defense counsel argued that the government had "opened the door" by eliciting testimony of specific acts of good character on cross-examination, but the trial judge refused to permit such testimony in light of Rule 608(b). In this court defendants repeat their claim under the rubric of "curative admissibility," which holds that "a trial judge, in his discretion, [may] admit otherwise inadmissible evidence in order to rebut prejudicial evidence which has already been erroneously admitted." United States v. Nardi, 633 F.2d 972, 977 (1st Cir. 1980) (citations omitted). The defendants are mistaken in assuming that the government's evidence of Dawkins' good character was erroneously admitted. It is quite true that the government's evidence (of Dawkins' courage and good conduct) was not admissible under Rule 608(b) to accredit Dawkins because the episodes related only to Dawkins' general good character and not to his character for truthfulness. But by its own terms Rule 608(b) imposes its restriction only upon evidence that is offered for the purpose of buttressing credibility; it does not forbid evidence that happens to show good character 3Specifically, the defense sought to introduce through Hewitt evidence that Dawkins had falsely reported that he was the victim of a shoot-out in 1987, and that Dawkins had been the subject of at least four civilian complaints of abuse and assault which he had denied but which the Jamaican Constabulary had deemed credible. but is offered for another legitimate purpose. See United States v. Abel, 469 U.S. 45, 55-56 (1984). Here, the government's exploration of Dawkins' record served two quite different purposes. First, the prosecutor sought to test Hewitt's familiarity with Dawkins' record, the inference being that Hewitt's own opinion and his report as to Dawkins' reputation were themselves untrustworthy if Hewitt knew little about Dawkins. Michelson v. United States, 335 U.S. 469, 480 (1948). Second, by showing Dawkins' exemplary record, the prosecutor aimed to raise doubts about Hewitt's own motive in testifying against a fellow officer with a good record, and thus to impute prejudice to Hewitt. See Abel, 469 U.S. at 51. In some instances, the permissible inferences might be offered merely as pretext to smuggle in an impermissible one. But in this case, the government's first justification is ample and the second, if thinner, is at least plausible. Defendants would have been entitled, had they asked for it, to an instruction limiting the jury's use of the government evidence to these lines of inference and advising the jury that it was not entitled to infer Dawkins' character for truthfulness from his general good character. Accordingly, the doctrine of curative admissibility has no role in this case because there was no error to be cured. One could defend the admissibility of the bad character evidence in question by saying that just as the government used evidence of Dawkins' good character to impugn Hewitt's motive, evidence of Dawkins' bad character would tend to lessen doubts about Hewitt's readiness to testify against a former fellow officer. But the bad character evidence was not offered on this ground, and explaining the purpose for which disputed evidence is offered is normally required to preserve the issue on appeal. Tate v. Robbins & Myers, Inc., 790 F.2d 10, 12 (1st Cir. 1986). A general reference to "fighting fire with fire" is hardly much help to a district judge trying to make on-the-spot rulings in the middle of a hectic trial.4 B. Prosecutor's Rebuttal Argument Defendants' second set of arguments revolves around four remarks made by the prosecutor in his rebuttal argument to the jury at the close of the trial. We have taken allegations of such prosecutorial overreaching seriously in this circuit, e.g., Arrieta-Agressot v. United States, 3 F.3d 525 (1st Cir. 1993); United States v. Santana-Camacho, 833 4There was no miscarriage of justice on this point. The inference that Hewitt was biased is not a very strong one.
Similarly, evidence of Dawkins' bad character to refute the bad-motive inference is not very telling; indeed, such evidence could help to establish Hewitt's bias as well as to refute it. F.2d 371 (1st Cir. 1987), but in this case none of the remarks warrants reversal of appellants' convictions. The first remark complained of was the prosecutor s statement that "[Darryl Whiting] also brought the kids of Roxbury the guns, the drugs, the violence," followed by an exhortation to the jurors not to "let other kids be succored [sic] in by that flash, that cash, that deception." This statement was prejudicial, defendants argue, because "it sought to deflect [the jurors ] attention from the issues that they were sworn to decide, . . . and attempted to foist onto the jury responsibility for the extra-judicial consequences of a not guilty verdict." We agree that the "other kids" reference was improper, for "[t]he prosecutor should refrain from arguments [predicting] the consequences of the jury's verdict." American Bar Association, Standards Relating to the Administration of Criminal Justice 3-5.8(d). In this case defense counsel failed to object at the time the allegedly prejudicial statement was made, so we review only for plain error. Arrieta-Agressot, 3 F.3d at 528. Courts are reluctant to find such error where the prosecutor s remarks were isolated and made to rebut specific statements by defense counsel. See United States v. Machor, 879 F.2d 945, 956 (1st Cir. 1989), cert. denied,
IAD art. II. Because the IAD is a congressionally-sanctioned compact within the Compact Clause, U.S. Const. Art. I, 10, cl. 3, its construction is exclusively a matter of federal law. Carchman v. Nash, 473 U.S. 716, 719 (1985); Cuyler v. Adams, 449 U.S. 433, 438-42 (1981). government moved for a continuance as well as a finding that the IAD had been tolled by Whiting's filing of various pre- trial motions. After a hearing, the district court accepted the government's tolling argument and found that the speedy trial period would not expire until June 12, 1991, at the earliest. In the alternative, the court found that there was good cause for a continuance. On June 13, 1991, Whiting moved for dismissal of the federal indictment for violation of his rights under the IAD. The district court orally denied this motion on the first day of trial--June 17, 1991--finding that an additional pretrial motion filed by Whiting had tolled the IAD clock for another 34 days. Whiting now appeals from the trial court's denial of his motion to dismiss. We affirm the district court and hold that (1) the IAD clock was stopped and (2) in any event there was good cause for a continuance. 1. The courts of appeals are divided as to the proper construction of the IAD's Article VI tolling provision. Whiting urges us to follow the Fifth and Sixth Circuits, which have construed that provision narrowly and held that the phrase "unable to stand trial" refers only to physical or mental incapacity. See Birdwell v. Skeen, 983 F.2d 1332, 1340-41 (5th Cir. 1993); Stroble v. Anderson, 587 F.2d 830, 838 (6th Cir. 1978), cert. denied,
United States v. Sanchez, 917 F.2d 607, 613 (1st Cir. 1990), cert. denied,
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This document cites
- Constitution of the United States (Annotated) - Section 10: Powers Denied to the States
- U.S. Code - Title 18: Crimes and Criminal Procedure - 18 USC 1956 - Sec. 1956. Laundering of monetary instruments -STATUTE-(a)(1) Whoever, knowing that the property involved in a financial transaction represents the proceeds of some form of unlawful activity, conducts or attempts to conduct such a financial transaction which in fact involves the proceeds of specified unlawful activity - (A)(i) with the intent...
- U.S. Code - Title 18: Crimes and Criminal Procedure - 18 USC 922 - Sec. 922. Unlawful acts
- U.S. Code - Title 18: Crimes and Criminal Procedure - 18 USC 10 - Sec. 10. Interstate commerce and foreign commerce defined
- U.S. Code - Title 18: Crimes and Criminal Procedure - 18 USC 3553 - Sec. 3553. Imposition of a sentence
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