Text
UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
Nos. 92-1362
92-1574
UNITED STATES OF AMERICA,
Appellee,
v.
DAVID SEPULVEDA,
Defendant, Appellant.
No. 92-1364
UNITED STATES OF AMERICA,
Appellee,
v.
EDGAR SEPULVEDA,
Defendant, Appellant.
No. 92-1366
UNITED STATES OF AMERICA,
Appellee,
v.
EDWARD W. WELCH, JR.,
Defendant, Appellant.
No. 92-1367
UNITED STATES OF AMERICA,
Appellee,
v.
ARLINE S. WELCH,
Defendant, Appellant.
No. 92-1369
UNITED STATES OF AMERICA,
Appellee,
v.
KEVIN CULLINANE,
Defendant, Appellant.
No. 92-1371
UNITED STATES OF AMERICA,
Appellee,
v.
CHERYL T. JOHNSON,
Defendant, Appellant.
No. 92-1373
UNITED STATES OF AMERICA,
Appellee,
v.
RICHARD F. LABRIE,
Defendant, Appellant.
No. 92-1374
UNITED STATES OF AMERICA,
Appellee,
v.
TONY ROOD,
Defendant, Appellant.
No. 92-1375
UNITED STATES OF AMERICA,
Appellee,
v.
WILLIAM D. WALLACE,
Defendant, Appellant.
Nos. 92-1573
92-1629
UNITED STATES OF AMERICA,
Appellee,
v.
ERNEST F. LANGLOIS,
Defendant, Appellant.
APPEALS FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF NEW HAMPSHIRE
[Hon. Shane Devine, U. S. District Judge]
Before
Selya, Cyr and Boudin, Circuit Judges. David H. Bownes, with whom David H. Bownes, P.C. was on brief, for defendant David Sepulveda.
Julia M. Nye, with whom McKean, Mattson and Latici, P.A. was on brief, for defendant Edgar Sepulveda.
Stephen A. Cherry, with whom Wright & Cherry was on brief, for defendant Edward W. Welch, Jr.
Kevin M. Fitzgerald, with whom Peabody & Brown was on brief, for defendant Arline S. Welch.
Michael J. Ryan, with whom King and Ryan was on brief, for defendant Kevin Cullinane.
Robert P. Woodward for defendant Cheryl T. Johnson.
Mark H. Campbell for defendant Richard Labrie.
Paul J. Garrity on brief for defendant Tony Rood.
Matthew J. Lahey, with whom Murphy, McLaughlin, Hemeon & Lahey, P.A. was on brief, for defendant William D. Wallace.
Julie L. Lesher, with whom Murphy, McLaughlin, Hemeon & Lahey, P.A. was on brief, for defendant Ernest F. Langlois.
John P. Rab for defendant Christopher Driesse (appellant in consolidated appeal).
Paul J. Haley, with whom Scott L. Hood was on brief, for defendant Shane Welch (appellant in consolidated appeal).
Kevin M. Fitzgerald, Kevin M. Leach, McLane, Graf, Raulerson & Middleton, Peabody & Brown and David H. Bownes on omnibus briefs for all appellants.
Terry L. Ollila, Special Assistant United States Attorney, with whom Peter E. Papps, United States Attorney, and Jeffrey S.
Cahill, Special Assistant United States Attorney, were on brief, for appellee.
December 20, 1993 SELYA, Circuit Judge. These appeals, arising out of SELYA, Circuit Judge. the drug-trafficking convictions of a dozen New Hampshire residents, suggest that while two New Hampshiremen might once have been a match for Satan, see Stephen Vincent Benet, The Devil and Daniel Webster (1937), times have changed. The tale follows. I. BACKGROUND During a two-month trial in the district court, the government mined a golconda of evidence. Because it would serve no useful purpose to recount the occasionally ponderous record in book and verse, we offer instead an overview of the evidence, taken in the light most compatible with the guilty verdicts. See United States v. Ortiz, 966 F.2d 707, 711 (1st Cir. 1992), cert. denied, 113 S. Ct. 1005 (1993). Further facts will be added as we discuss specific issues. For almost six years, David Sepulveda conducted an increasingly sophisticated cocaine distribution business in and around Manchester, New Hampshire. Initially, Sepulveda purchased cocaine from a vendor in Nashua, New Hampshire, and transported it to Manchester himself. Over time, Sepulveda expanded his operation, increasing the volume of cocaine and engaging others to handle tasks such as pickup, delivery, and street-level sales. As his enterprise grew more ambitious, Sepulveda began purchasing cocaine from a source in Lawrence, Massachusetts. Faced with the need to retain control while insulating himself from the prying eyes of law enforcement personnel, Sepulveda's journeys to Lawrence became an elaborate ritual in which he would scrupulously avoid carrying drugs or travelling in the same car with the cocaine that he purchased. On these provisioning trips, Sepulveda was usually accompanied by his brother, Edgar, and a "runner," that is, an individual who would actually transport the cocaine from Lawrence to Manchester.1 Frequently, one of Sepulveda's distributors or a user in a particular hurry to obtain fresh supplies would join the troupe. Once the cocaine arrived in Manchester, Sepulveda and his associates packaged it in street-level quantities and distributed it to a series of individuals for resale and personal use. The buyers included, among others, defendants Edward W. Welch, Jr., Arline S. Welch, Shane Welch, Kevin Cullinane, Christopher Driesse, Cheryl T. Johnson, Richard E. Labrie, Tony Rood, and William D. Wallace. David Sepulveda made a practice of directing persons who inquired about purchasing small amounts of cocaine to these same individuals. Eventually, David Sepulveda's reach exceeded his grasp. A federal grand jury indicted him, along with others, for drug trafficking; and, after trial, a petit jury convicted twelve persons, viz., the Sepulveda brothers, the three Welches, Cullinane, Driesse, Johnson, Labrie, Rood, Wallace, and Langlois, on a charge of conspiracy to possess and distribute cocaine. See 21 U.S.C. 846 (1988). The jury also convicted David Sepulveda on a charge of engaging in a continuing criminal enterprise. See 1At various times, defendants Tony Rood and Ernest F.
Langlois worked as runners. At other times, Norberto Perez played this role. 21 U.S.C. 848 (1988). Twenty-six appeals ensued. It is no exaggeration to say that the defendants, represented by able counsel, managed to cultivate a profusion of variegated grounds for appeal from the peat of the protracted trial. Because of the sheer bulk and complexity of the proceedings, we issued a special briefing order and then heard oral argument on all twenty-six appeals. We decide today twelve appeals taken by ten defendants (collectively, "the appellants").2 After sifting what grains we can locate from the considerable chaff, we conclude that the appellants enjoyed a fair, substantially error-free trial, and that their convictions must stand. In two instances, however, we vacate particular sentences and remand for further proceedings. II. SUFFICIENCY OF THE EVIDENCE Four appellants claim that the evidence is insufficient, as a matter of law, to support their convictions.3 Because insufficiency claims are commonplace in criminal appeals, the standard of appellate oversight lends itself to rote 2The appeals taken by defendants Christopher Driesse and Shane Welch following the trial present certain unique issues and those two appeals will be resolved in a separate opinion. In addition, after the original round of appeals had been docketed, all twelve defendants moved to vacate judgment on the basis of newly discovered evidence. The court below denied relief and a fresh battery of appeals ensued. Those twelve late-blooming appeals were argued in tandem with the fourteen earlier appeals and will be disposed of in a third opinion. 3We do not include under this rubric appellants Edgar Sepulveda and Tony Rood, both of whom argue that the government failed to present sufficient evidence to show their participation in the single "master conspiracy" charged in the indictment.
Instead, we treat with those claims in Part IX, infra. recitation. Following a guilty verdict, a reviewing court must scrutinize the record, eschewing credibility judgments and drawing all reasonable inferences in favor of the verdict, to ascertain if a rational jury could have found that the government proved each element of the crime beyond a reasonable doubt. See United States v. Echeverri, 982 F.2d 675, 677 (1st Cir. 1993); Ortiz, 966 F.2d at 711; United States v. David, 940 F.2d 722, 730 (1st Cir. 1991) (collecting cases), cert. denied, 112 S. Ct. 2301 (1992). To sustain a conviction, the court need not conclude that only a guilty verdict appropriately could be reached; it is enough that the finding of guilt draws its essence from a plausible reading of the record. See Echeverri, 982 F.2d at 677; Ortiz, 966 F.2d at 711. Here, the challenged convictions center around a charge of conspiracy to possess and distribute cocaine. To prove a drug conspiracy charge under 21 U.S.C. 846, the government is obliged to show beyond a reasonable doubt that a conspiracy existed and that a particular defendant agreed to participate in it, intending to commit the underlying substantive offense (here, possession of cocaine with intent to distribute, 21 U.S.C. 841(a)(1)). See David, 940 F.2d at 735; United States v. Sanchez, 917 F.2d 607, 610 (1st Cir. 1990), cert. denied, 111 S. Ct. 1625 (1991); United States v. Rivera-Santiago, 872 F.2d 1073, 1079 (1st Cir.), cert. denied,
Nonetheless, these motions, like the later motions, invoked Fed.
R. Crim. P. 33. We grant appellants a considerable indulgence, assuming arguendo that the information concerning the witnesses' living arrangements was not discoverable before or during trial with the exercise of due diligence. See United States v. Slade, 980 F.2d 27, 29 (1st Cir. 1992) (articulating standard); United States v. Natanel, 938 F.2d 302, 313 (1st Cir. 1991) (similar), cert. denied, 112 S. Ct. 986 (1992). rested, asserting that, though the three men were lodged within the same cell block, they did not share a cell. For reasons that are somewhat opaque, the district court denied the motion without a hearing and without findings anent the accuracy of appellants' "three to a cell" allegation. Instead, the court determined that, regardless of the dormitory arrangements, its sequestration order had not been flouted. It is against this rather spartan background that we undertake our analysis.8 A. Rule 615. The sanctum sanctorum of supervised sequestration states in its salient segment: At the request of a party the court shall order witnesses excluded so that they cannot hear the testimony of other witnesses, and it may make the order of its own motion. Fed. R. Evid. 615. The rule more or less codifies common-law sequestration powers, but it is at once less discretionary and less stringent than its forebears. On one hand, the rule cabins the judge's discretion by affording all parties a right to close 8To recognize that the record sheds no light on the factual underpinnings of the sequestration dispute is not to imply that the defense lacked opportunity to explore the possibility of sequestration violations. During trial, appellants cross- examined all three witnesses at length, inquiring, inter alia, whether they had discussed the case with others. The examination elicited no evidence that the trio traded tales concerning past, present, or future testimony. Cf. United States v. Eyster, 948 F.2d 1196, 1210 (11th Cir. 1991) (finding that witnesses housed in the same cell who admitted discussing testimony with each other violated a sequestration order). Moreover, appellants knew all along that Perez, Milne, and Coriaty dwelled at the same penitentiary, yet they made no specific inquiries about the congregant housing arrangement. the courtroom to prospective witnesses.9 On the other hand, while the common law supported sequestration beyond the courtroom, see 6 John Wigmore, Evidence 1840, at 471 n.7 (1976) (stating that, at common law, the sequestration process involves three parts: preventing prospective witnesses from consulting each other; preventing witnesses from hearing other witnesses testify; and preventing prospective witnesses from consulting witnesses who have already testified), Rule 615 contemplates a smaller reserve; by its terms, courts must "order witnesses excluded" only from the courtroom proper, see Perry v. Leeke, 488 U.S. 272, 281 & n.4 (1989); United States v. Arruda, 715 F.2d 671, 684 (1st Cir. 1983). In sum, the rule demarcates a compact procedural heartland, but leaves appreciable room for judicial innovation beyond the perimeters of that which the rule explicitly requires. See United States v. De Jongh, 937 F.2d 1, 3 (1st Cir. 1991) (stating that district courts possess "considerable discretion" to fashion orders pertaining to sequestration).10 9The rule's stringencies in that respect have not been adopted by all states. See 6 John Wigmore, Evidence 1837, at 458 n.11 (1976); see also id. at 35 (Supp. 1991) (compiling data). Rather, many states continue to leave sequestration decisions solely within the judge's discretion. See, e.g., R.I.
R. Evid. 615. 10Citing United States v. Greschner, 802 F.2d 373 (10th Cir. 1986), cert. denied,
Although Greschner does equate "circumvention" of Rule 615 with a violation of the rule itself, it concedes that controlling such circumvention rests within the district court's discretion a condition that clearly does not apply to violations of Rule 615 itself. Id. at 375-76. Thus, Greschner fails to support Outside of the heartland, the district court may make whatever provisions it deems necessary to manage trials in the interests of justice, see id., including the sequestration of witnesses before, during, and after their testimony, see Geders v. United States, 425 U.S. 80, 87 (1976), and compelling the parties to present witnesses in a prescribed sequence, see United States v. Machor, 879 F.2d 945, 954 (1st Cir. 1989), cert. denied,
We find no plain error in connection with the admission of the four statements; their introduction, whether viewed singly or in combination, did not "seriously affect the fundamental fairness and basic integrity of the [trial]," United States v. Griffin, 818 F.2d 97, 100 (1st Cir.), cert. denied,
See supra note 15. A party who elects not to request voir dire of an opponent's expert runs certain risks. When a predictable risk materializes, there is little incentive for courts to be sympathetic. Cf., e.g., Paterson-Leitch Co. v. Massachusetts Mun. Wholesale Elec. Co., 840 F.2d 985, 989 (1st Cir. 1988) ("Courts, like the Deity, are most frequently moved to help those who help themselves."). during closing argument constituted reversible error because some statements spotlighted appellants' joint decision not to testify and others unfairly inflamed the jury's passions.18 Although these contentions are obviously related, we analyze them separately. A. Comments on Defendants' Silence. We begin with bedrock. The Fifth Amendment forbids any comment by the prosecutor on the defendant's exercise of the right to remain silent. See United States v. Robinson, 485 U.S. 25, 30 (1988); Griffin v. California, 380 U.S. 609, 615 (1965). The proposition is more easily stated than applied. There is no bright line marking the precipice between a legitimate assessment of defense witnesses and an impermissible encroachment upon the accused's silence. Prosecutors who choose to explore such rugged terrain must take particular care not to comment upon, or call the jury's attention to, a defendant's failure to take the witness stand. See United States v. Lavoie, 721 F.2d 407, 408 (1st Cir. 1983), cert. denied,
And for the most part, there is no evidence in this case to show that what our witnesses said happened did not happen. That is, the defendants have done little or nothing to refute that evidence. * * * Ladies and gentlemen, we stand on the evidence, the overwhelming evidence, the evidence which, for the most part, the defendants have done absolutely nothing to refute . . . . It was only after the jury had been dismissed for the day that appellants, having sat silently throughout both segments of the prosecutors' summations, moved for a mistrial based in part on the quoted statements. The trial court denied the motion as untimely and sent the case to the jury the next morning. In the course of the charge, Judge Devine stated on five separate occasions that the government was responsible for carrying the burden of proof, that the defendants had the right to remain silent, and that no inferences might be drawn from the defendants' election not to testify.19 In assaying the appropriateness of a prosecutor's remarks, context frequently determines meaning. See, e.g., United States v. Young, 470 U.S. 1, 11 (1985); United States v. Akinola, 985 F.2d 1105, 1111 (1st Cir. 1993); United States v. Lilly, 983 F.2d 300, 307 (1st Cir. 1992). Once the prosecutor's words are placed in context, we inquire whether "the language used was manifestly intended or was of such character that the jury would naturally and necessarily take it to be a comment on 19To be sure, the judge did not specifically direct the jury to disregard the comments quoted above. Yet, appellants neither sought such an instruction nor objected to its absence. A trial court's failure to launch a limiting instruction sua sponte is not reversible error. See, e.g., United States v. De La Cruz, 902 F.2d 121, 134 (1st Cir. 1990); Rivera-Santiago, 872 F.2d at 1083. the failure of the accused to testify." United States v. Glantz, 810 F.2d 316, 322 (1st Cir.) (citations omitted), cert. denied,
And it's up to you to decide that it stays that way. Because ask yourselves, the business practices of this organization, this organized group of drug dealers, what drugs";22 and a monition that feelings of pity should be subordinated to the call of civic duty.23 Because defendants failed to object to these remarks when they were voiced, we review them only for plain error. See Smith, 982 F.2d at 682. Under that regime, we are constrained to stay our hand unless improper remarks "so poisoned the well that the trial's outcome practices will be allowed to continue in the streets of Manchester and the surrounding towns of New Hampshire if these people are allowed or permitted to revive the drug ring . . . . 22In rebuttal argument, the second prosecutor stated: It's a sad but true fact of law enforcement, particularly of this war on drugs, that if you're going to try to clean out the sewers, you've got to roll up your sleeves and get down in with the filth, and, ladies and gentlemen, I, for one, am proud to have gone down into those sewers and I'm proud to have been part of this prosecution team and I'm proud to be a small part of this war on drugs. 23In rebuttal, the second prosecutor also suggested: [I]f perhaps you do feel sorry for anyone, then what I'm asking you to do, ladies and gentlemen, is to override any such feelings with your sense of duty as jurors, with your sense of responsibility as citizens, and with your desire to do the job you've sworn to do in this court of law. And consider this.
During this testimony Kurt Coriaty said that if he had not been indicted and prosecuted for his drug dealings, that he would still be on the street today selling drugs. So ask yourselves, ladies and gentlemen, if you fail to do your duty as jurors and find any defendant not guilty just because you feel sorry for him, are you doing your community a service? Are you doing your families a service? And are you really doing that defendant a service? was likely affected." United States v. Mejia-Lozano, 829 F.2d 268, 274 (1st Cir. 1987); accord United States v. Mateos-Sanchez, 864 F.2d 232, 240-41 (1st Cir. 1988). None of the quoted statements comprise plain error in the setting of this trial. 1. Protection of the Community. The first statement, 1. Protection of the Community. see supra note 21, went too far: prosecutors overreach when they ask jurors to function as de facto vigilantes. Yet, importantly, cf. United States v. Lester, 749 F.2d 1288, 1301 (9th Cir. 1984), there is no sign that the buzznacking about the Sepulveda organization resuming operations, while gratuitous, was part of a pattern of remarks specifically intended to inflame the jury. The reference was not prominently featured in the summation; rather, it was prefatory, serving to introduce a recitation of evidence that had been presented at the trial. When, as in this case, the evidence of defendants' guilt is strong, courts should be very reluctant to find plain error in misguided rhetoric. See United States v. Santana-Camacho, 833 F.2d 371, 373-74 (1st Cir. 1987); Mejia-Lozano, 829 F.2d at 274; United States v. Capone, 683 F.2d 582, 586-87 (1st Cir. 1982). So here: we think it is wildly improbable, given the weight of the evidence, that what we read as an isolated, relatively subdued appeal for law enforcement affected the trial's outcome. Consequently, the resumption-of-business remarks do not furnish a basis for reversal. See United States v. Smith, 918 F.2d 1551, 1562-63 (11th Cir. 1990); Hernandez, 891 F.2d at 527; United States v. Monaghan, 741 F.2d 1434, 1441 n.30 (D.C. Cir. 1984), cert. denied,
If it fails to prove its case against any defendant you must acquit that defendant. Appellants objected to this supplemental instruction. They now argue that the instruction amounted to a wrongful repudiation of the time-honored concept of jury nullification. The applicable rule is that, although jurors possess the raw power to set an accused free for any reason or for no reason, their duty is to apply the law as given to them by the court. See United States v. Boardman, 419 F.2d 110, 116 (1st Cir. 1969), cert. denied,
Therefore, all references to the sentencing guidelines will be to the November 1991 edition, unless otherwise specifically indicated. 28The court below sentenced appellants to assorted prison terms ranging from a high of almost twenty-two years (David Sepulveda) to a low of five years. v. St. Cyr, 977 F.2d 698, 701 (1st Cir. 1992). To the extent that the challenges raise "pure" questions of law or require interpretation of the guidelines, our review is plenary. See id. A. General Principles. In drug-trafficking cases under the sentencing guidelines, sentences are largely quantity-driven. See, e.g., United States v. Morillo, F.3d , (1st Cir. 1993) [No. 93-1388, slip op. at 12 & n.10]; United States v. Garcia, 954 F.2d 12, 15 (1st Cir. 1992); United States v. Blanco, 888 F.2d 907, 909-11 (1st Cir. 1989); see also United States v. Bradley, 917 F.2d 601, 604 (1st Cir. 1990) (describing drug quantity as "a key datum" for sentencing purposes). The drug quantity attributable to a particular defendant is derived by adding together the amounts of narcotics, actual or negotiated, bound up in the acts "that were part of the same course of conduct or common scheme or plan as the offense of conviction." U.S.S.G. 1B1.3(a)(2). However, in the context of jointly undertaken criminal activity, such as a conspiracy, a defendant is not automatically saddled with the full weight of the conspiracy's wrongdoing; rather, a defendant is responsible for drugs he personally handled or anticipated handling, and, under the relevant conduct rubric, for drugs involved in additional acts that were reasonably foreseeable by him and were committed in furtherance of the conspiracy. See Garcia, 954 F.2d at 15; David, 940 F.2d at 742; see also U.S.S.G. 1B1.3(a)(1), comment. (n.1). In this regard, we have emphasized that "the measure of a defendant's accountability for drug transactions in which he was not personally involved is usually congruent with the scope of his agreement with the other participants in the criminal enterprise." Garcia, 954 F.2d at 16. B. Tony Rood; William Wallace. Appellants Rood and Wallace object to the district court's attribution of particular drug quantities to them. Because the same type of error infects both sentences, we discuss them in the ensemble. In regard to Rood and Wallace, the district court's drug quantity calculations rested essentially on Perez's trial testimony.29 According to Perez, Rood accompanied him on fifteen to twenty drug-buying jaunts and Wallace accompanied him on ten to fifteen such trips. Perez did not assign particular amounts to particular people on particular trips. Rather, he testified in sweeping generalities, stating that the smallest amount he remembered having been acquired, in the eighty or so trips he took with Sepulveda and an assortment of companions over a two-year period (1987-1989), was four ounces (113.4 grams), and the largest amount acquired was one kilogram (an amount purchased more than once). In preparing the presentence investigation report (PSI Report), the probation department adopted methods of calculation apparently urged by the prosecution. The basic 29To be sure, there was some evidence of participation by Rood and-or Wallace in a few other incidents. But the quantities involved in these incidents were niggling in comparison to the Sepulveda trips and, thus, do not affect these appeals. method was to construct a double "average" covering both the number of runs and the amount of cocaine carried. This was done by taking the midpoint of the high and low figures and multiplying the average number of runs by the average amount carried. Thus, in Wallace's case, the PSI Report assumed twelve runs (an alleged "average" of ten and fifteen) and 556 grams per run (the rounded-off average, expressed in grams, of four ounces and one kilogram), attributing a total of 6.68 kilograms of cocaine to him. In Rood's case, a different probation officer proposed a slightly more complicated (but methodologically similar) calculation and attributed 8.3 kilograms to him. The exact mechanics are beside the point; what matters, for our purposes, is that, albeit somewhat more circuitously, the ultimate attribution of a drug quantity figure to Rood, as to Wallace, represented an assumed average number of trips multiplied by an assumed average quantity of cocaine per trip. The district court held separate sentencing hearings for Rood and Wallace. Neither the prosecution nor the defendants offered additional evidence. The court, over objection, endorsed the probation officers' calculations, attributing 8.3 kilograms of cocaine to Rood and 7.6 kilograms to Wallace. This yielded a base offense level (BOL) of 32 for each man. See U.S.S.G. 2D1.1(c) (6) (Drug Quantity Table) (establishing BOL of 32 for at least five but less than fifteen kilograms of cocaine). The court essayed further offense-level adjustments (not now in dispute), factored Rood's criminal history category (IV) into the mix, and set his guideline sentencing range (GSR) at 135-168 months. The court sentenced Rood at the bottom of the range. Wallace displayed a less notorious criminal history (category II). Nonetheless, after interim adjustments not material here, his GSR proved to be identical. Relying on United States v. Floyd, 945 F.2d 1096, 1099 (9th Cir. 1991), and citing a lack of adult guidance during Wallace's youth, the court departed downward, sentencing him to ten years.30 The defense's first line of attack is to assail Perez's testimony as utterly unreliable in view of his dubious character, asserted contradictions, and sundry other defects. But, the trial judge heard and saw Perez testify at trial, and credited his testimony. Such credibility calls are grist for the trial court's mill. See St. Cyr, 977 F.2d at 706. Consequently, we have no basis for overturning this judgment. Nonetheless, one swallow does not a summer make. The critical problem with respect to these sentences lies not with Perez's testimony but with the pyramiding of inferences based upon it. Perez's testimony was elicited at trial, not at either sentencing hearing, and the prosecution, primarily concerned during trial with proving the defendants' participation in a drug trafficking conspiracy rather than fixing the precise quantity of drugs for which each defendant might be held responsible, 30Floyd has since been overruled, albeit on other grounds.
See United States v. Atkinson, 990 F.2d 501 (9th Cir. 1993).
However, the government has not prosecuted a cross-appeal and the validity of the departure decision is not before us. obtained a bare minimum of information. With no better information at hand, these appellants' sentences cannot be upheld. For sentencing purposes, the government must prove drug quantities by a preponderance of the evidence. See United States v. Sklar, 920 F.2d 107, 112-13 (1st Cir. 1990); Bradley, 917 F.2d at 605. Courts must sedulously enforce that quantum-of-proof rule, for, under the guidelines, drug quantity has a dramatic leveraging effect. Thus, relatively small quantitative differences may produce markedly different periods of immurement. This reality informs the preponderance standard, requiring that district courts must base their findings on "reliable information" and, where uncertainty reigns, must "err on the side of caution." Sklar, 920 F.2d at 113 (quoting United States v. Walton, 908 F.2d 1289, 1302 (6th Cir.), cert. denied,
Thus, the drug quantities associated with those jaunts are also attributable to him. involving four ounces per trip.34 In the aggregate, the determinations listed above support the attribution of 556 grams of cocaine to Johnson more than the minimum required to underbrace the sentence she received. Johnson argues against these serial findings on three grounds. Her first attack a broadside blast aimed at the total quantity of cocaine attributed to her deserves little comment. We simply restate the obvious: the district court's credibility calls are beyond reproach and, therefore, its bottom-line conclusion is not clearly erroneous. Johnson's second fusillade is aimed at the cash equivalency finding. In drawing a head on the sentencing court's decision to translate dollars into drugs, Johnson is shooting blanks. The government presented abundant evidence of Johnson's narcotics trafficking, see supra Part II(D), and the volume of business transacted justified the court's illation that the sums seized were connected to her drug dealings. When it is reasonably probable that confiscated cash represents either drug profits or money dedicated to the upcoming purchase of contraband, a sentencing court may convert the cash into equivalent amounts of narcotics for "relevant conduct" purposes. See U.S.S.G. 2D1.4, comment. (n.2) (authorizing district courts to use price as a means of approximating drug quantity); see also 34The court actually found that Johnson's two trips involved 16 ounces per trip. But, this finding utilized an impermissible process of rote averaging. See supra Part XI(B). Hence, we use the low end of the range of available estimates for purposes of appellate review. United States v. Jackson, 3 F.3d 506, 510 (1st Cir. 1993); United States v. Figueroa, 976 F.2d 1446, 1460-61 (1st Cir. 1992), cert. denied, 113 S. Ct. 1346 (1993); United States v. Gerante, 891 F.2d 364, 369 (1st Cir. 1989). So it is here. Johnson's third salvo also flies wide of the target. She insists that the cash did not belong to her and, thus, cannot figure in her sentence. But as we read the record, the circumstantial evidence supports a finding of proprietary interest. And, moreover, even if we were to give credence to Johnson's protest regarding ownership, the cash equivalency evidence could be used against her as long as the drug money constituted part of the same common scheme or plan and met the foreseeability requirement for relevant conduct under the guidelines. See Garcia, 954 F.2d at 15; Blanco, 888 F.2d at 910- 11; see also supra Part XI(A) (discussing relevant conduct in conspiracy cases). The evidence here could reasonably be interpreted as placing the cash stash within the orbit of the conspiracy. For these reasons, we detect no clear error in the lower court's conclusion that the money ought properly to be treated as a proxy for cocaine and counted against this appellant. Johnson has two final items in her asseverational array. She asserts that the court should have reduced her BOL by two levels since she was merely a minor participant in the drug distribution scheme, see U.S.S.G. 3B1.2(b), and that the court should have departed downward due to her family circumstances. Neither assertion has much firepower. As to the former plaint, a role-in-the-offense reduction, even if granted, would have no effect on appellant's sentence due to the overriding force of the mandatory minimum prescribed by 21 U.S.C. 841(b)(1)(B). See U.S.S.G. 5G1.1(b) (providing that the statutorily required minimum sentence shall be the guideline sentence when it exceeds the top of the applicable GSR). The assignment of error is, therefore, moot. As to Johnson's last point, it is settled in this circuit that a sentencing judge's informed decision not to depart, regardless of direction, is a non-appealable event. See United States v. Tardiff, 969 F.2d 1283, 1290 (1st Cir. 1992); United States v. Hilton, 946 F.2d 955, 957 (1st Cir. 1991). There is nothing about appellant's case that extricates it from the vice-like grip of this jurisdictional rule. In any event, appellant failed to seek a departure below and, hence, cannot broach the matter for the first time on appeal. See Ortiz, 966 F.2d at 717 (reiterating rule that appellate court will not address sentencing arguments that were not seasonably advanced below); United States v. Dietz, 950 F.2d 50, 55 (1st Cir. 1991) (similar). XII. CONCLUSION We need go no further. After considering all the issues raised by appellants, including some issues not specifically discussed herein, we have unearthed no vestige of reversible error. Appellants' convictions and sentences are therefore lawful, save only for the sentences imposed on Rood and Wallace. Accordingly, we affirm the convictions of those two appellants, vacate their sentences, and remand for resentencing. At the same time, we affirm the convictions and sentences of the other eight appellants. We stay issuance of mandate in all the appeals, pending publication of the two additional (and closely related) opinions described supra note 2. The convictions and sentences of appellants David Sepulveda, Edgar Sepulveda, Edward W. Welch, Jr., Arline S. Welch, Kevin Cullinane, Cheryl T. Johnson, Richard F. Labrie, and Ernest F. Langlois are affirmed in all respects. The convictions of appellants Tony Rood and William D. Wallace are affirmed, their sentences are vacated, and, as to those appellants only, the case is remanded for resentencing. The issuance of mandate is stayed pending further order of the court.
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- U.S. Code - Title 18: Crimes and Criminal Procedure - 18 USC 3742 - Sec. 3742. Review of a sentence
- U.S. Code - Title 18: Crimes and Criminal Procedure - 18 USC 3500 - Sec. 3500. Demands for production of statements and reports of witnesses
- U.S. Code - Title 18: Crimes and Criminal Procedure - 18 USC 3161 - Sec. 3161. Time limits and exclusions
- US Code - Title 21: Food and Drugs - 21 USC 848 - Sec. 848. Continuing criminal enterprise
- US Code - Title 21: Food and Drugs - 21 USC 846 - Sec. 846. Attempt and conspiracy
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