Text
UNITED
STATES COURT OF APPEALS
TENTH CIRCUIT
LESLIE R. LEWIS, an individual,
Plaintiff - Appellant,
v.
STATE OF OKLAHOMA ex rel.
BOARD OF REGENTS FOR TULSA
COMMUNITY COLLEGE; DEAN P.
VAN TREASE, as President of Tulsa
Community College and individually;
WILLIAM SUTTERFIELD, as Senior
Executive Vice President and Chief
Operating Officer of Tulsa
Community College and individually;
C. GARY CROOMS, as Vice
President of Business and Auxiliary
Services of Tulsa Community College
and individually; PAT FISHER, as
Director of Personnel of Tulsa
Community College and individually;
L. JEANNIE SHORE, as Director of
Financial Aid and Veterans Services
of Tulsa Community College and
individually,
Defendants - Appellees.
No. 01-5003
(D.C. No. 99-CV-564-X)
(N. D. Oklahoma)
ORDER AND JUDGMENT
href="#N_*_" name="txt*">(*)
Before TACHA, Chief Judge,
GARTH(2) and EBEL, Circuit Judges.
Plaintiff-Appellant, Leslie Lewis, appeals the district court's grant of
summary judgment to Defendants-Appellees, Board of Regents for Tulsa
Community College ("TCC"), Dean Van Trease, William Sutterfield, Gary
Crooms, and Pat Fisher (collectively "Appellee"), on her Title VII, Equal Pay
Act, and § 1983 claims. TCC employed Lewis from 1989 to July 1998, when it
terminated her employment. Lewis alleged sex discrimination resulting in
disparate treatment with respect to her pay and working conditions, as well as
retaliatory discharge for her efforts to secure equal pay. The magistrate judge
recommended summary judgment for Appellee on all of Lewis's claims, and the
district court adopted the magistrate judge's findings and recommendation. On
appeal, Lewis challenges that decision by the district court, as well as other
evidentiary determinations it made. We have jurisdiction pursuant to 28 U.S.C. § 1291 and we affirm.
BACKGROUND
The parties are familiar with the facts, so we will only sketch them
generally here, and note the relevant pieces of evidence when discussing the
merits of each claim. From 1989 until early 1997, Lewis worked as a Clerk in
the Veteran Services department at TCC with Douglas Willis, who worked as an
Assistant. With respect to all of her discrimination claims, Lewis compares her
work responsibilities and pay with those of Willis. Lewis earned less money than
Willis did and alleges that she shouldered additional duties beyond that of a
Clerk. On several occasions, Lewis made internal complaints to her supervisor
and the director of personnel about these discrepancies in pay and responsibility.
In January 1997, Lewis was reclassified as an Assistant but her salary
remained unchanged. At the time of this promotion, she was earning more as a
Clerk than the entry level salary for an Assistant, but still less than Willis. In
December 1997 and January 1998, Lewis renewed her complaints about the
salary discrepancy, but to no avail.
In addition to her Veteran Services duties, Lewis performed some financial
aid tasks, for which she received overtime pay. The most significant financial
aid task she performed was processing student financial aid petitions, which
entailed ordering academic transcripts and preparing cover sheets for the
petitions. On the morning of July 7, 1998, Lewis's supervisor, Jean Shore,
informed her employees that overtime pay would no longer be permitted in that
department. (App. at 269.) Lewis told Shore that she could not prepare the
financial aid petitions without overtime compensation, and Shore responded that
if Lewis could not finish the petitions during the regular work day, she should
return them to Shore. (Id. at 269-70.) Lewis told Shore that she found it unfair
that Willis received more money for doing less work, and that maybe it was time
Lewis hired an attorney to help her get equal pay. (Id. at 270.)
Later that morning, Lewis returned a "pretty heavy" (id. at 268) stack of
petitions to Shore, placed in alternating stacks depending on the work that
remained to be done on them. (Id. at 265.) The stacks did not contain labels or
notes indicating what stage of progress they were in, but Lewis attempted to
explain to Shore what the different stacks were. (Id. at 265, 267.) Included in
this stack were petitions that needed to be prepared prior to their review at the
academic appeals committee meeting on Thursday, July 9. (Id. at 265.) Lewis
had provided Shore with procedures for the processing of petitions in February
1998 (id. at 276), but did not explicitly inform Shore that morning of which
petitions still needed to have transcripts ordered or cover sheets prepared prior to
the committee meeting on Thursday. (Id. at 268.) Lewis and Shore's exchange
regarding the processing of the returned petitions was heated, and Shore referred
to Lewis as unprofessional and "unbecoming" during this conversation. (Id. at
274.)
Around 4:30 p.m. that afternoon, Lewis returned to Shore's office. During
that conversation, Shore discovered that transcripts still had to be ordered on
several of the petitions, and accused Lewis of "sabotag[ing]" students. (Id. at
275.) Shore recommended to Gary Crooms, an executive vice president, that
Lewis be terminated for insubordination connected with these events on July 7,
1998, specifically the manner in which Lewis handled transferring the files to
her. On July 10, 1998, Lewis was terminated for "insubordination" and "neglect
of [her] job duties." (Id. at 662.) Lewis filed discrimination claims with the
EEOC on September 4, 1998.
DISCUSSION
We review the district court's grant of summary judgment de novo,
applying the same legal standard used by the district court. See Bullington v.
United Air Lines, Inc., 186 F.3d 1301, 1313 (10th Cir. 1999). Summary
judgment is appropriate if the pleadings, affidavits and other evidence "show that
there is no genuine issue as to any material fact and that the moving party is
entitled to a judgment as a matter of law." Fed. R. Civ. P. 56(c). "When
applying this standard, we view the evidence and draw reasonable inferences
therefrom in the light most favorable to the nonmoving party." Simms v.
Oklahoma, 165 F.3d 1321, 1326 (10th Cir. 1999). "Summary judgment is
appropriate if the evidence is such that no reasonable jury could return a verdict
for the nonmoving party." Bullington, 186 F.3d at 1313 (citing Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 248 (1986)).
I. Continuing Violation
We begin by establishing the relevant time frame for our inquiry. Lewis
attempts to invoke a continuing violation analysis with respect to her Title VII
claims for disparate treatment in working conditions and pay. To establish a
continuing violation, a plaintiff must show that at least one discriminatory act
happened within the applicable filing period, which in Oklahoma is 300 days for
Title VII claims. See Martin v. Nannie & the Newborns, Inc., 3 F.3d
1410, 1414-15 (10th Cir. 1993). Upon such a showing, this court engages in a three-factor
inquiry to determine whether the acts prior to the limitations period constitute a
continuing violation that includes the act or acts within the filing period. See
id.
at 1415. In examining the acts prior to the filing period, we consider (1) subject
matterwhether the violations constitute the same type of discrimination; (2)
frequency; and (3) permanence"whether the nature of the violations should
trigger an employee's awareness of the need to assert her rights and whether the
consequences of the act would continue even in the absence of a continuing
intent to discriminate." Id. Because "[t]he continuing violation doctrine is
premised on the equitable notion that the statute of limitations should not begin
to run until a reasonable person would be aware that his or her rights have been
violated," id. at 1415 n.6, "a continuing violation claim will likely fail if the
plaintiff knew, or through the exercise of reasonable diligence would have
known, she was being discriminated against at the time the earlier events
occurred." Bullington, 186 F.3d at 1311.
In this case, Lewis filed her Title VII complaint with the EEOC on
September 4, 1998. Therefore, if we find that she can not establish a continuing
violation, she will be allowed to recover only for acts on or after November 8,
1997, which is 300 days prior to her filing date. Construing the facts in favor of
Lewis, we assume that she can meet the first two prongs of the continuing
violation inquiry. Because her claim clearly fails the permanence prong,
however, we believe that she has not demonstrated a continuing violation,
thereby limiting her claims to acts that occurred within the 300 day filing period.
The facts demonstrate that Lewis certainly was aware of the discrimination
in working conditions and pay that she alleges in her complaint. In her motion
below opposing summary judgment, she stated as a material fact that in 1992 and
1994 she "specifically complained of the disparity in title, pay, responsibility,
and work performed between herself and Willis to her supervisor." (App. at
191.) Further, it is undisputed that in October of 1996, Lewis complained in
writing to the personnel director, Pat Fisher, of the disparity in work actually
performed by Willis and herself, and about the "disparity in her title, pay and
accountability." (Id. at 179-80.)
Lewis argues, however, that no one prong of the Martin test is dispositive,
and that in Martin we allowed the plaintiff's claim to survive summary judgment
even though the third factor of permanence proved to be "more difficult" for the
plaintiff. 3 F.3d at 1416. Therefore, Lewis contends that considering all three
factors together, she has shown that there is a genuine issue of material fact of
whether TCC's course of conduct constitutes a continuing violation.
On the facts of this case, however, Lewis's argument does not carry the
day. Since the Martin decision, courts have focused on the permanence prong as
the critical factor in determining whether the series of acts constitutes a
continuing violation. As noted above, the Bullington court stressed that a claim
"will likely fail" if the plaintiff knew, or should have known, that she was being
discriminated against at the time of the discrimination. 186 F.3d at 1311.
Indeed, that decision stated that the district court's "emphasis on the third,
'permanence' factor was not inappropriate considering . . . the underlying
purpose of the continuing violation doctrine." Id. at 1311 n.4.
name="txt1a">(1) Here, Lewis
complained on three separate occasions, one of which was in writing, of the
details of the alleged discrimination, demonstrating that she was aware of the
need to assert her rights, yet failed to file a complaint with the EEOC until
September 1998. Therefore, she can not establish that the events prior to
November 8, 1997, are part of a continuing violation.
II. Title VII Claims
A. Disparate Treatment
On appeal, Lewis asserts that she was disparately treated with respect to
her (1) working conditions; (2) pay;(2) and
(3) termination. To succeed on these
claims, Lewis must show that TCC acted with discriminatory intent or motive.
See Bullington, 186 F.3d at 1315. Under the McDonnell Douglas
href="#N_3_a" name="txt3a">(3) framework, to
establish a prima facie case, Lewis must show (1) she is member of a protected
group, (2) she suffered an adverse employment action, and (3) similarly situated
employees were treated differently. See Trujillo v. Univ. of Colo. Health Scis.
Ctr., 157 F.3d 1211, 1215 (10th Cir. 1998). Upon such a showing, the burden of
production, but not persuasion, shifts to the employer to demonstrate a
"legitimate, nondiscriminatory reason" for the employment action. Reeves v.
Sanderson Plumbing Prods., Inc., 530 U.S. 133, 142 (2000). If the employer
offers such a nondiscriminatory reason, then the presumption of discrimination
disappears, and the plaintiff bears the burden to show that the employer's
proffered legitimate reasons were "not its true reasons, but were a pretext." Id. at
142-43. A "'prima facie case and sufficient evidence to reject the employer's
explanation may permit a finding of liability.'" Kendrick v. Penske Transp.
Servs., Inc., 220 F.3d 1220, 1230 (10th Cir. 2000) (quoting Reeves, 530 U.S. at
149).
1. Working Conditions
Lewis alleges that she received disparate treatment with regard to work
responsibilities and assignments, hours, and discipline. Taking the last allegation
first, other than the events surrounding her dismissal, Lewis does not allege any
facts to show that she was disciplined at all. She asserts many complaints about
TCC's application of its discipline policy, yet they all relate to TCC's failure to
discipline Willis for his alleged laziness, as opposed to improperly disciplining
Lewis. The failure to discipline Willis is immaterial in light of Lewis's failure to
show that she was disciplined.
Lewis's claim that she shouldered additional work responsibilities
compared to Willis is similarly unavailing. Assuming, without deciding, that
Lewis and Willis were similarly situated for the relevant limitations period,
Lewis has failed to show that she was subject to an "adverse employment action"
that would satisfy her prima facie case. The Supreme Court has defined an
"adverse employment action" as one that "constitutes a significant change in
employment status, such as hiring, firing, failing to promote, reassignment with
significantly different responsibilities, or a decision causing a significant change
in benefits." Burlington Indus., Inc. v. Ellerth, 524 U.S. 742, 761 (1998)
(emphasis added).
This court has held that, although it takes a "case-by-case approach" and
liberally defines the phrase "adverse employment action," it will not consider "a
mere inconvenience or an alteration of job responsibilities" to be an adverse
employment action. Sanchez v. Denver Pub. Schs., 164 F.3d 527, 532 (10th Cir.
1998) (internal quotation marks omitted). In this case, Shore assigned Lewis
additional responsibilities associated with the Financial Aid department that
Lewis previously had volunteered to help out with and for which she received
overtime pay. (App. at 181.) Such a modification and addition of job
responsibilities do not rise to the level of an adverse employment action. Rather,
they constituted reasonable additional job requirements, and Lewis was instructed
that if she could not perform all of her tasks within the regular working day, she
should return the work to Shore.(4)
Accordingly, she has not demonstrated that she
suffered an adverse employment action with respect to her working conditions.
2. Pay
The district court assumed, without deciding, that Lewis and Willis were
similarly situated for the relevant time period after November 8, 1997, and that
Lewis had therefore established her prima facie case for disparate pay. However,
the court found that Lewis had not carried her burden of showing that TCC's
proffered reasons for the difference in pay were unworthy of belief, and therefore
granted summary judgment to Appellee on this claim.
As stated earlier, upon Lewis's promotion to an Assistant, TCC did not
change her salary, which was higher than the salary for an entry level Assistant
but less than Willis's salary. TCC offered the following reasons for the disparity
in pay upon her promotion: (1) Willis was hired as an Assistant in December
1989, and that position had a higher entry level of pay than the Clerk position
Lewis occupied until her promotion in 1997 and (2) TCC has a practice of not
increasing an employee's pay upon promotion to a new position, if they are
currently earning a higher wage than the entry level wage for the new position.
Because Lewis was already earning $8.75 an hour, she did not receive an increase
in pay, as the starting salary for entry level Assistants was $8.02.
In this case, Lewis has not demonstrated "such weaknesses,
implausibilities, inconsistencies, incoherencies, or contradictions" in TCC's
proffered reasons to render them unworthy of credence. Bullington, 186 F.3d at
1317 (internal quotation marks omitted). Lewis advances two arguments that
TCC's proffered reason of not raising salaries upon promotion was pretext. First,
Lewis states that this reason is inconsistent with TCC's written policy.
name="txt5a">(5) Second,
she claims that the district court disregarded "critical evidence" that Bob Tally,
her supervisor at the time of her promotion, believed her salary would be
equalized with Willis's upon her promotion.
Lewis is correct that one way in which an employee may show pretext is
"with evidence that the defendant acted contrary to a written company policy
prescribing the action to be taken by the defendant under the circumstances."
Kendrick, 220 F. 3d at 1230. The Kendrick opinion, however, included an
important caveat to this basis for showing pretext.
This court has noted, however, that where "the alleged procedural
irregularity disadvantaged all potential applicants" for a promotion, rather
than just members of a protected class, the fact that a company failed to
follow its own procedures "does not suggest either that the defendant's
proffered reasons for its employment decisions were pretextual or that the
defendant was motivated by illegal discrimination."
Id. at 1230 n.9 (quoting Randle v. City of Aurora, 69 F.3d 441, 455
n.20 (10th
Cir. 1995)).
In this case, TCC presented evidence to the district court that it has been
its actual practice for the past ten years not to raise an employee's salary upon a
change in position unless he or she is currently making less than the entry level
salary of the new position, and that adherence to the written policy is impossible,
as TCC does not maintain different salary "steps" within each classified position.
Further, TCC presented evidence of twelve other employees, five women and
seven men, who also did not have their salary raised upon promotion because
their salary at the time of promotion was higher than the entry level salary for
their new position.
This evidence falls within the Kendrick exception to the showing of
pretext based on a deviation from written policy. The procedural irregularity
disadvantaged all twelve employees promoted, not just a protected class.
Therefore, TCC's deviation from its written policy does not suggest that its
proffered reasons for failing to raise Lewis's pay were pretextual.
name="txt6a">(6)
We find Lewis's claim regarding Tally's testimony
name="txt7a">(7) to be without merit.
His deposition is far from clear that Lewis's salary should have been equalized,
nor does it indicate that failure to increase her salary would represent a departure
from TCC's established practice. In fact, his testimony reflects that he was aware
of the effect that her seniority level and current pay could have on the
determination of her new salary. Therefore, we conclude that Lewis has not
demonstrated that TCC's proffered reason for the pay disparity is pretextual.
3. Termination
Lewis failed to argue before the district court that she was discharged
because she was a member of a protected class, advancing only her retaliation
claims in connection with her termination. On appeal, however, Lewis claims
that her termination constitutes disparate treatment in violation of Title VII.
Because Lewis did not make this argument below, and offers no reason for us to
depart from our standard practice, we do not consider it.
name="txt8a">(8) See Walker v. Mather
(In re Walker), 959 F.2d 894, 896 (10th Cir. 1992) (articulating general rule that
a federal appellate court does not consider an argument that party failed to raise
below).
B. Retaliation
Finally, Lewis contends that she was terminated because she threatened to
obtain an attorney to help her obtain equal pay. Before analyzing the merits of
this claim, we pause to address some of the district court's related evidentiary
determinations that Lewis challenges on appeal.
1. Evidentiary Issues
This court reviews a district court's determination of whether to admit or
exclude evidence for abuse of discretion. See McCue v. Kansas Dep't of Human
Res., 165 F.3d 784, 788 (10th Cir. 1999).
Lewis contends that the district court abused its discretion in admitting
Crooms's affidavit, wherein he states that his conversation with Shore during
which she recommended Lewis's termination took place on Wednesday, July 8,
1998. Lewis argues that this affidavit creates a sham fact issue because it
conflicts with Crooms's earlier deposition testimony, wherein he stated that his
conversation with Shore may have taken place on Tuesday, July 7. Therefore,
according to Lewis, the district court should not have admitted it into evidence.
We find that the district court did not abuse its discretion in admitting Crooms's
affidavit because his deposition testimony reflects confusion as to the actual day
of his conversation.(9) Further, the
substance of Crooms's conversation with Shore
reflects her dissatisfaction with the manner in which Lewis informed her of the
remaining work on the petitions, suggesting that Shore did not speak with
Crooms until after her conversation with Lewis on Tuesday evening, and
consistent with Crooms's affidavit that the conversation took place on
Wednesday.
Lewis also urges us to conclude that the district court abused its discretion
in holding that her argument concerning the timing of the decision to terminate
her was waived and without merit. In her objections to the magistrate's
recommendations, Lewis argued for the first time that Shore made the decision to
terminate her prior to the alleged discovery of the incomplete status of the
petitions. We reject Lewis's argument that her objections to the magistrate's
report presented additional facts, as opposed to raising new issues or arguments.
Lewis's entire argument before the magistrate judge focused on the theory that
her return of the unfinished petitions was not egregious enough to merit
dismissal, not that Shore made the recommendation to terminate her prior to their
conversation Tuesday night.(10) Because
issues not raised before the magistrate
judge are waived, Marshall v. Chater, 75 F.3d 1421, 1426 (10th Cir. 1996), the
district court did not abuse its discretion in holding that Lewis had waived her
timing argument.
2. Merits
To prevail on her retaliatory discharge claim, Lewis must establish that the
decision to terminate her resulted from retaliatory animus. Baty v. Willamette
Indus., Inc., 172 F.3d 1232, 1243 (10th Cir. 1999). In the absence of direct
evidence of retaliatory animus, plaintiffs may make such a showing through the
burden shifting structure established in McDonnell Douglas. See Medlock
v.
Ortho Biotech, Inc., 164 F.3d 545, 549-50 (10th Cir. 1999). To establish a prima
facie case, Lewis must show: (1) she engaged in protected activity; (2) she
suffered adverse action by the employer subsequent or contemporaneous with
such activity; and (3) a causal connection existed between the employee's activity
and the employer's adverse action. See Conner v. Schnuck Markets, Inc., 121
F.3d 1390, 1394 (10th Cir. 1997).
In viewing the evidence in the light most favorable to Lewis, the district
court found that she had established her prima facie case. We will assume,
without deciding, that her statement on July 7, 1998, that it was time she get an
attorney to help her obtain equal pay represents an "unofficial assertion of rights
through complaints at work," which this court has held to constitute protected
activity. See Love v. Re/Max of Am., Inc., 738 F.2d 383, 387 (10th Cir. 1984).
On July 10, TCC terminated Lewis's employment, satisfying the requirement of
an adverse employment action. Because the termination happened within days of
Lewis's statement that she should get a lawyer, the district court assumed
arguendo that Lewis had shown a causal connection between the events,
sufficient to establish her prima facie case. This court has stated that a
termination "very closely connected in time to the protected conduct" can satisfy
this burden standing alone. See Conner, 121 F.3d at 1395.
Once a plaintiff has established her prima facie case, the burden of
production then shifts to the employer to show a legitimate reason for the
plaintiff's termination. See id. at 1394. In this case, Shore stated her main
reason(11) for recommending Lewis's
termination was that Lewis had jeopardized
students' financial aid appeals by returning the petitions without informing her of
which ones needed immediate attention.
In evaluating whether an employer's proffered reasons are pretextual, the
relevant inquiry is not whether those reasons are "wise, fair or correct" but
whether "[the employer] honestly believed those reasons and acted in good faith
upon those beliefs." Bullington, 186 F.3d at 1318. Lewis offers the following
arguments for why TCC's reasons for her termination are pretextual: (1) she
presented the incomplete petitions to Shore in an orderly fashion with an
explanation of the different stacks; (2) no harm actually came of the events of
July 7 because all of the petitions were completed prior to the committee meeting
on July 9; (3) Shore informed Crooms of Lewis's threats to retain a lawyer; and,
she states "more importantly" to her argument (Aplt Br. at 39), (4) Shore made
her recommendation to terminate Lewis prior to events on the evening of July 7,
1998. As discussed above, Lewis waived her timing argument by neglecting to
raise it before the magistrate, and it fails in any event in light of Crooms's
affidavit.
In her deposition, Lewis stated that when she presented the files to Shore,
she did not inform her of the immediate action that had to be taken on some of
the petitions by the meeting on Thursday: that transcripts had to be ordered and
cover sheets prepared. Lewis also testified that when she told Shore Tuesday
evening that transcripts still had to be ordered for numerous petitions, Lewis
found Shore to be "upset" and "confused" by her actions. (App. at 275.)
name="txt12a">(12) By
her own admission, Lewis understood that Shore was unaware that transcripts
needed to be ordered for the petitions until Lewis informed her of this Tuesday
evening. (Id. at 276.)(13) This
evidence reflects that Shore was upset by Lewis's
actions, regardless of whether Lewis thought that she had explained clearly what
work remained to be done on the petitions. As this court explained in Shorter v.
ICG Holdings, Inc., 188 F.3d 1204 (10th Cir. 1999), "[i]t is the manager's
perception of the employee's performance that is relevant, not plaintiff's
subjective evaluation of [her] own relative performance." Id. at 1209. Similarly,
it is irrelevant that no harm actually came of the delay in processing petitions, if
on Tuesday evening and the following day Shore believed that the students'
applications would be jeopardized. Lewis has not produced sufficient evidence
from which a rational juror could conclude that Shore did not "honestly believe"
that students' petitions were jeopardized and that she did not act in good faith on
those beliefs. Therefore, both Lewis's first and second reasons fail to show that
TCC's reason for terminating her was pretextual.
Lastly, Lewis places little weight on her argument that Shore's comment to
Crooms regarding Lewis's threat to sue TCC somehow demonstrates pretext.
We, like the district court, assume arguendo that Lewis demonstrated a causal
connection between Lewis's comment to Shore about retaining an attorney and
Shore's recommendation to terminate her because of their temporal proximity in
establishing her prima facie case. However, Shore's comment to Crooms does
not show that Shore's reason for recommending Lewis's termination is unworthy
of belief. Given Shore's, Crooms's, and Lewis's account of the week's events,
Lewis has failed to demonstrate that TCC's offered reason for her termination
was pretextual. Accordingly, the district court did not err in granting summary
judgment to TCC on Lewis's retaliation claim.
III. Equal Pay Act
Lewis contends that she performed substantially the same work as Willis,
yet was paid less than Willis on account of her gender, thereby constituting a
violation of the Equal Pay Act, 29 U.S.C. § 206(d). To establish a prima facie
case, Lewis must show (1) she was performing work which was "substantially
equal" to that of male employees considering skills, duties, supervision, effort,
and responsibilities of the jobs; (2) the conditions where work was performed
were basically the same; and (3) male employees were paid more under the
circumstances. Sprague v. Thorn Ams., Inc.,
1997).
Like the district court, we find that Lewis failed to establish her prima
facie case under the statute for her time prior to becoming a Veteran Services
Assistant because she has not demonstrated that she performed work
"substantially equal" to that of Willis. Lewis argues that the work she performed
was substantially equal because she trained Willis upon TCC hiring him, she
often had to correct his work product for errors, and she was held equally
accountable for those errors. However, all of these responsibilities pertain to the
processing of paperwork, which falls under Lewis's primary function as a Clerk,
whereas Willis's primary function as an Assistant was to counsel students.
Although Lewis participated in the selection and direction of work study
students, a responsibility of the Assistant, she has not presented sufficient
evidence to demonstrate that performing this task meant that her work was
substantially equal to that of an Assistant. As we found in Sprague, performing
only "some functions" of another position is insufficient to support Lewis's claim
that she "occupied substantially the same position or performed substantially the
same tasks" as her co-workers. Id. at 1364 (internal quotation marks omitted).
Assuming, as the district court did, that Lewis can establish her prima face
case with respect to her employment as an Assistant, the burden then shifts to
TCC to show that the wage disparity existed for one of four reasons: "(1) a
seniority system; (2) a merit system; (3) a pay system based on quantity or quality
of output; [or] (4) a disparity based on any factor other than sex." Tidwell v.
Fort Howard Corp., 989 F.2d 406, 409 (10th Cir. 1993). Unlike in Title VII
cases, the burden of persuasion is on the employer to show one of these reasons,
and if it fails to do so, the plaintiff will prevail on her prima facie case. See
Sprague, 129 F.3d at 1364.
As discussed in the Title VII section, TCC asserted that the pay disparity
between Lewis and Willis resulted from the following factors: (1) Willis was
hired in the position several years prior to Lewis's promotion and (2) TCC has a
policy of not increasing employees' salaries upon promotion if they are already
higher than the entry level salary for the new position. Because TCC has carried
its burden of showing that the pay disparity resulted both from seniority in the
position and a factor other than sex (its entry level salary policy), it was entitled
to summary judgment on Lewis's EPA claim.
IV. § 1983 Claims
Lastly, Lewis contends that her termination deprived her of a
constitutionally protected property right, thereby violating 42 U.S.C. § 1983.
Both parties agree that Lewis was employed without a written contract.
Oklahoma follows an at-will employment doctrine, and thus, in the absence of an
express or implied contract to the contrary, an employer may terminate an
employee at any time "for good cause, for no cause, or even for cause morally
wrong, without being thereby guilty of legal wrong." Black v. Baker Oil Tools,
Inc., 107 F.3d 1457, 1461 (10th Cir. 1997) (interpreting Oklahoma state law)
(internal quotation marks omitted).
Lewis contends that an implied contract existed based on TCC's employee
handbook. Specifically, she claims that TCC's Affirmative Action Plan ("AAP")
created a legitimate entitlement to her continued employment and prevented her
from being terminated for discriminatory reasons. However, she has failed to
demonstrate that she was terminated because of gender discrimination in
violation of Title VII, and therefore, her argument that TCC violated its AAP and
deprived her of a protected property interest when it terminated her fails as well.
In addition, she has failed to demonstrate that an implied employment contract
existed between herself and TCC based on the employee handbook because she
did not supply any separate consideration for her claimed right to job security
under the handbook. See Black, 107 F.3d at 1464 ("Based on our finding of no
sufficient consideration, we find that no contract was created by the [manual].").
Therefore, the district court properly granted summary judgment to TCC on
Lewis's § 1983 claim.
CONCLUSION
We AFFIRM the district court's decision with respect to all claims raised.
href="#N_14_a" name="txt14a">(14)
ENTERED FOR THE COURT
David M. Ebel
Circuit Judge
FOOTNOTES
Click footnote number to return to corresponding location in the text.
*. This order and judgment is not binding
precedent, except under the
doctrines of law of the case, res judicata, and collateral estoppel. This court
generally disfavors the citation of orders and judgments; nevertheless, an order
and judgment may be cited under the terms and conditions of 10th Cir. R. 36.3.
2. Honorable Leonard I. Garth, Circuit Judge,
United States Third Circuit
Court of Appeals, sitting by designation.
1. See also Bennett v.
Quark, Inc., 258 F.3d 1220, 1227 (10th Cir. 2001)
("The district court properly concluded that the third factorthe permanence of
the actwas fatal to plaintiff's claim."); Robbins v. Jefferson County Sch. Dist.
R-1, 186 F.3d 1253, 1258 (10th Cir. 1999) (declining to evaluate the first two
factors and holding "[s]ince [the appellant] failed to satisfy the permanence
requirement, she has not shown the existence of a continuing violation.").
2. Lewis also brings a claim under the Equal
Pay Act, which we discuss infra
at III.
3. McDonnell Douglas Corp. v.
Green, 411 U.S. 792 (1973).
4. Thus, Lewis was not asked to work
overtime, nor was she asked to do
work for which she would not be compensated for her additional hours of work.
Instead, she was to receive regular pay for a regular day of work.
5. Lewis points to the following statement in
TCC's Policy Manual to
support her argument:
When a classified employee is assigned to a position with a higher
classification, he shall be placed on the new salary classification at a level
which provides for salary increase that is not less than the next higher step
in his present classification.
(App. at 895.)
6. We note the differences between this case
and Goodwin v. Gen. Motors
Corp., 275 F.3d 1005 (10th Cir. 2002). First, the procedural postures of the cases
differ because the district court in Goodwin refused to recognize the plaintiff's
lower pay as an element of her prima facie case of pay discrimination, claiming
that such a claim was time-barred. Here, however, the district court found that
Lewis had established her prima facie case, but had failed to show pretext.
Compare Goodwin, 275 F.3d at 1009, with Magistrate's
Recommendations at 8.
The cases also differ factually. In Goodwin, General Motors stated that "there are
no set rates for employees entering specific positions" and that "[s]alaries are not
dictated by an employee's seniority with the company," 275 F.3d at 1008, factors
that in this case the defendant asserted do bear on an employee's salary in a given
position.
7. The relevant portion of Tally's testimony
is as follows:
Q: Okay. That you're aware, was [Lewis's] pay ever-made equal to
[Willis's]?
I thought it had, but now honestly, I don't know whether it was or
not. Again, part of that has to do with Leslie's seniority. She had
already worked up, based on her seniority, to a salary which was
greater than entry level for this new position. . . . I had understood
that there was a formula in personnel that they would go through to
try to equalize something, but again, [Lewis] was already far and
above the entry level for this position.
(App. at 242-43) (emphasis added).
8. As discussed infra, even if this
argument had not been waived, Lewis
failed to show that TCC's proffered reason for her termination was pretextual.
Therefore, Lewis would not have been able to survive summary judgment on a
disparate treatment claim with respect to her termination.
9. The relevant portion of the deposition
follows:
Q: Okay. When did [Shore] first approach you with any problem she was
experiencing with [Lewis] during the week of July 6th through 10th?
A. [Crooms] I don't know the exact day. She gave me a call and told me
that she had a serious problem with Leslie Lewis' insubordination, not
doing some files and jeopardizing 100 plus students' academic eligibility.
(App. at 1037 (emphasis added).)
10. In fact, Lewis admitted in her motion
before the magistrate opposing
summary judgment that "[f]ollowing the events of July 7, 1998, Shore
recommended that plaintiff's employment with TCC be terminated." (App. at
188) (emphasis added).
11. Shore's other stated reason was that
Lewis arrived late for work on the
morning of July 8, 1998. Lewis does not address this reason in her brief,
however, so we have focused only on the return of the financial aid petitions.
12. Lewis stated that Shore told her "I
can't believe you're just now telling
me that the transcripts need to be ordered," and that Shore said "I can't believe
you'd sabotage students and you're just now telling me this." (App. at 275.)
13. Lewis also testified that she was
"surprised" that no one had come to her
during the day on Tuesday to ask her for help on the petitions, and that the
petitions were still on Shore's desk when she returned that evening. (App. at
276.)
14. Because we affirm the district court's
grant of summary judgment with
respect to all claims, we also affirm that court's determination that Lewis's
motions in limine were moot.
Sponsored links
This document cites
- U.S. Court of Appeals for the Tenth Circuit - Eugene Trujillo, Plaintiff--Appellant, v. University of Colorado Health Sciences Center, Defendant--Appellee., 157 F.3d 1211 (10th Cir. 1998)
- U.S. Court of Appeals for the Tenth Circuit - Susan Sanchez, Plaintiff-Appellant, v. Denver Public Schools, Defendant-Appellee, and Denver Classroom Teacher'S Association, Defendant., 164 F.3d 527 (10th Cir. 1998)
- U.S. Court of Appeals for the Tenth Circuit - Oliver Medlock, Jr., Plaintiff-Appellee, v. Ortho Biotech, Inc., Defendant-Appellant, and Johnson & Johnson Companies, Ortho Pharmaceutical Corp., William C. Pearson, Iii, W. Thomas Amick, James A. Moreland, Richard W. Zahn, C. Daniel Smith, Craig Manjean and Carol Webb, Defendants. Equal Employment Advisory Council, Amicus Curiae., 164 F.3d 545 (10th Cir. 1999)
- U.S. Court of Appeals for the Tenth Circuit - Caryn Mccue, Plaintiff-Appellee-Cross-Appellant, v. State of Kansas, Department of Human Resources; Joe Dick; Joseph Ybarra; Bill Medlock; Bob Molander, Defendants-Appellants-Cross-Appellees., 165 F.3d 784 (10th Cir. 1999)
- U.S. Court of Appeals for the Tenth Circuit - Cedric D. Simms, Plaintiff-Appellant, v. the State of Oklahoma, Ex Rel., the Department of Mental Health and Substance Abuse Services, a State Agency, Defendant-Appellee., 165 F.3d 1321 (10th Cir. 1999)
See other documents that cite the same legislation