Harold T. McCormick v. R. B. Kent, III, (11th Cir. 2002)

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UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT

No. 01-13441

D. C. Docket No. 98-02747-CV-TMP-S

HAROLD T. MCCORMICK,

Plaintiff-Appellee,

versus

H. CHANEY ADERHOLT,

Defendant-Appellant.

Appeal from the United States District Court

for the Northern District of Alabama

(June 10, 2002)

Before CARNES and FAY, Circuit Judges, and HUNT (1), District Judge.

PER CURIAM:

I. INTRODUCTION

This medical malpractice action was brought against Appellant, Dr. H.

Chaney Aderholt ("Aderholt"), Dr. R.B. Kent, III, and Dr. Richard Stahl, asserting

negligence in the treatment of plaintiff/appellee Harold T. McCormick ("Plaintiff/

McCormick"). (2) The jury rendered a verdict in favor of the plaintiff, and the

district court entered judgment in accordance with the verdict on April 23, 2001.

The following issues are raised on appeal: (1) whether the district court erred in

finding that the plaintiff was not a citizen of Alabama; (2) whether the district

court erred in denying appellant's motion for judgment as a matter of law based

upon the Alabama statute of limitations; and (3) whether the district court erred in

its jury instruction on the Alabama statute of limitations.

After reviewing the record, the applicable law, and carefully considering the

contentions raised, we affirm the judgment of the district court.

II. BACKGROUND

In October 1992, plaintiff McCormick was hospitalized in Panama City,

Florida, after suffering from an episode of sudden shortness of breath and

hemorrhagic pneumonia. (3) McCormick then flew to Birmingham, Alabama, and

was placed under the care of Dr. Ronald Stroud, his personal physician. Upon

examining McCormick, Dr. Stroud determined that McCormick was suffering

from blood clots in his left leg. Due to McCormick's history of deep venous

thrombosis and prior pulmonary embolisms (4) in the 1980's, Dr. Stroud, and

surgeons Dr. Raleigh Kent and Dr. Richard Stahl, elected to have a Greenfield

filter (5) placed in McCormick. The filter was inserted in order to trap blood clots

traveling from the lower extremities to the lungs and to prevent future pulmonary

embolisms from occurring.

On December 29, 1992, the plaintiff underwent surgery for the placement of

the filter at Carraway Methodist Medical Center in Birmingham. The device was

placed in the plaintiff by Dr. Kent and Dr. Stahl. At the time of deployment, Dr.

Kent noticed that the filter moved "inferiorly slightly" during placement. In order

to confirm that the device was properly placed, an x-ray was taken. Dr. Stahl then

took the x-ray to the radiology department and asked Dr. Aderholt to review it.

Dr. Aderholt informed Dr. Stahl that the filter was in an acceptable position. In

accordance with hospital procedures, the x-ray was reviewed by another

radiologist, Dr. Kenneth Vanexan, whom also stated in a written report that the

filter was in an acceptable location.

In 1995, while in London, England, the plaintiff suffered from an infection

resulting in pulmonary edema, (6) requiring hospitalization. One of the physicians

informed McCormick that he believed the incident was the result of a pulmonary

embolism. However, upon the plaintiff's return to the United States, Dr. Stroud

opined that he had probably not suffered a pulmonary embolism.

On March 20, 1998, while playing golf, the plaintiff suffered another

incident of shortness of breath and pulmonary edema. Dr. Stroud characterized

the episode as flash pulmonary edema, (7) and treated McCormick with diuretics to

help remove the fluid from his lungs. Dr. Stroud then transferred him to the

intensive care unit. Upon transferring McCormick, Dr. Stroud requested a

cardiologist consultation in order to determine the cause of the pulmonary edema.

However, Dr. Stroud's final diagnosis was acute pulmonary edema of uncertain

etiology.

Sometime later in 1998, the Greenfield filter occluded, causing the

plaintiff's right leg to swell. On May 29, 1998, Dr. Stroud ordered a venagram (8) of

plaintiff's leg and pelvic region, in order to determine the cause of the swelling.

The venagram revealed that the filter was not in the inferior venal cava, where it

should have been deployed, but instead in the right iliac vein. The positioning of

the device in the right iliac vein meant that there was nothing preventing clots

from causing a pulmonary embolism.

On May 29, 1998, a second filter was properly placed in McCormick; that

is, in his inferior vena cava above the original Greenfield filter. Thereafter, in

September 1998, Dr. Stroud approached Dr. Semba, a surgeon performing

surgeries in California through the use of miniaturized tools placed in a catheter in

order to dilate blood vessels and break through clots, and discussed McCormick's

medical condition with him. In an effort to correct McCormick's deep venous

thrombus condition, Dr. Semba placed a stint across the occluded vein and filter in

order to provide blood flow. Following this procedure, the plaintiff's condition

improved.

III. DISCUSSION

A. DIVERSITY JURISDICTION

The first issue on appeal is whether the lower court erred in determining that

the plaintiff was not a citizen of Alabama for purposes of diversity jurisdiction.

This Court reviews the district court's findings regarding domicile under a clearly

erroneous standard. See Scoggins v. Pollock, 727 F.2d 1025, 1027 (11th Cir.

1984). We conclude that there is sufficient evidence in the record to support the

district court's findings of diversity of citizenship.

Pursuant to 28 U.S.C. § 1332, plaintiff alleged diversity of citizenship as the

basis of federal jurisdiction. See id. at 1026. The appellant counter argued that

because both he and the plaintiff were citizens of Alabama, the district court

lacked subject matter jurisdiction. We have held that the law is clear regarding a

federal court's limited subject matter jurisdiction; specifically, we only have the

authority to decide certain types of cases. See Smith v. GTE Corporation, 236

F.3d 1292, 1299 (11th Cir. 2001) (citing Morrison v. Allstate Indem. Co., 228 F.3d

1255, 1260-61 (11th Cir. 2000)). Further, the party invoking the court's

jurisdiction bears the burden of proving, by a preponderance of the evidence, facts

supporting the existence of federal jurisdiction. See Scoggins 727 F.2d at 1026.

Diversity jurisdiction exists over a controversy between citizens of different

states. See 28 U.S.C. § 1332(a). Citizenship is equivalent to "domicile" for

purposes of diversity jurisdiction. See Hendry v. Masonite Corp., 455 F.2d 955,

955 (5th Cir. 1972). (9) "A person's domicile is the place of 'his true, fixed, and

permanent home and principal establishment, and to which he has the intention of

returning whenever he is absent therefrom. . . .'" Mas v. Perry, 489 F.2d 1396,

1399 (5th Cir. 1974), cert. denied, 419 U.S. 842 , 95 S.Ct. 74, 42 L. Ed. 2d 70

(1974) (quoting Stine v. Moore, 213 F.2d 446, 448 (5th Cir. 1954)). Furthermore,

a change of domicile requires "[a] concurrent showing of (1) physical presence at

the new location with (2) an intention to remain there indefinitely... ." Id.

In making its findings, the district court looked at several specific factors.

McCormick was the majority owner and chief executive officer of Bay Point

Yacht and Country Club in Panama City, Florida. McCormick owned additional

real property in Panama City. McCormick had a Florida driver's license, and was

registered to vote in Bay County, Florida. In addition, he only paid Florida

income taxes. The district court found that the plaintiff had a clear intent of being

a Florida resident, despite the fact that his personal physician was located in

Birmingham and that he and his wife may have owned property in Alabama,

Florida, and England.

In light of the foregoing, we find that the district court did not err in finding

that the plaintiff is and was at the time of filing suit, a resident citizen of Florida.

Because McCormick's citizenship is diverse from Aderholt's, the district court

properly exercised subject-matter jurisdiction over this case.

B. STATUTE OF LIMITATIONS

The second issue on appeal is whether the lower court erred in denying

Appellant's motion for judgment as a matter of law based upon the Alabama

statute of limitations. We review the denial of a motion for judgment as a matter

of law de novo, applying the same standard as the district court. Lambert v.

Fulton County, Georgia, 253 F.3d 588, 594 (11th Cir. 2001). In applying this

standard, this Court reviews the evidence in a light most favorable to the non-moving party, with all reasonable inferences drawn in his favor. See id. Further,

this Court will not substitute its judgment for that of the jury, as long as the verdict

is supported by sufficient evidence. See id. We conclude that this issue was

properly submitted to the jury. (10)

The Alabama Medical Liability Act § 6-5-482(a), Ala. Code (1975),

imposes a limitations period on all actions against physicians, surgeons, dentists,

medical institutions, or other health care providers for negligence in the treatment

of patients. (11) The Supreme Court of Alabama specified in Mobile Infirmary v.

Delchamps, 642 So.2d 954, 958 (Ala. 1994), that the limitations period of § 6-5-482 commences with the accrual of a cause of action. The court further stated

that, for purposes of § 6-5-482, a cause of action "accrues" when the act

complained of results in legal injury to the plaintiff. Id. However, when the

wrongful act or omission and the legal injury do not occur simultaneously, the

cause of action accrues and the limitations period commences when the legal

injury occurs. See id.

In Delchamps, the plaintiff had temporomandibular implants surgically

placed in her jaw on December 5, 1985. See id. at 955. Plaintiff Delchamps

alleged that these implants proximately caused severe bone degeneration in her

temporomandibular joints. See id. The defendant argued that the plaintiff's

claims accrued on December 5, 1985, when the implants were surgically placed in

the plaintiff's jaw, and not, as plaintiff argued, on December 10, 1991, when she

discovered the injury from X-rays. See id. The Supreme Court of Alabama

rejected this argument and concluded that a jury could find that the plaintiff not

only discovered her injury within the two years before suit was filed, but that her

legal injury also occurred within that time-- perhaps, but not necessarily, at the

time of her discovery. See id.

The Supreme Court of Alabama had stated earlier in Grabert v. Lightfoot,

571 So.2d 293, 294 (Ala. 1990), that a cause of action accrues when the act

complained of results in injury to the plaintiff. This statement was, of course,

predicated on the facts of that case. The plaintiff in Grabert was diagnosed as

having a hernia in the left groin area. See id. at 293. On May 1, 1987, Dr.

Lightfoot operated on Grabert, but was unable to locate or repair the hernia. See

id. The plaintiff's symptoms continued and in June 1987, Dr. Lightfoot again

informed the plaintiff that he did indeed have a hernia, and offered to perform

another operation at no charge. See id. The plaintiff declined his offer but did

have a Dr. Bourgeois perform the operation. See id. During the second operation

on June 26, 1987, Dr. Bourgeois located the hernia; however, the procedure left

the plaintiff impotent and unable to perform the type of work he had previously

done. See id. Suit followed.

The defendant in Grabert argued that the limitations period began to run

when the plaintiff had his first operation on May 1, 1987, not on June 26, 1987,

the date of the second operation. See id. at 294. The court agreed with the

defendant, holding that because the plaintiff was damaged by the first operation,

the plaintiff suffered a legal injury on that date and the statute of limitations began

to run at that time. The Grabert court, like the Delchamps court, held that the

Alabama limitations period began to run when the plaintiff suffers a legal injury.

Turning to the case at bar, the defendant argues that McCormick's claim is

barred by the statute of limitations because the act complained of took place on

December 29, 1992, but the complaint was not filed until October 29, 1998. We

disagree. On December 29, 1992, McCormick had an operation for the

deployment of a Greenfield filter. The evidence shows that the device was

improperly placed in the right iliac vein. The evidence, however, also permits a

factfinding that McCormick suffered no legal injury until March 20, 1998, and that

no one knew the filter had been improperly placed until the venagram was

performed on May 29, 1998.

Given the law of Alabama as stated in Delchamps, that the accrual for a

medical malpractice action occurs when there is a legal injury, this issue was

properly submitted to the jury. The record contains evidence from which the jury

could have found that plaintiff first suffered a legal injury within two years prior

to filing suit. While in December 1992, Dr. Aderholt breached his duty of care,

the plaintiff did not experience legal injury until March 20, 1998. Therefore, the

district court did not err in denying appellant's motion for judgment as a matter of

law.

C. JURY INSTRUCTIONS

The last issue on appeal is whether the district court's jury instruction

regarding the Alabama statute of limitations was erroneous. This Court applies a

deferential standard of review to a trial court's jury instructions. See Roberts &

Schaefer Co. v. Hardaway Co., 152 F.3d 1283, 1295 (11th Cir. 1998). If the trial

judge's instructions accurately reflect the law, he or she is given wide discretion as

to the style and wording employed in its instruction. See id. Further, under this

standard, we examine "whether the jury charges, considered as a whole,

sufficiently instructed the jury so that the jurors understood the issues and were

not misled." Id. (citing Carter v. DecisionOne Corp., 122 F.3d 997, 1005 (11th Cir.

1997). We will only reverse the lower court because of an erroneous instruction if

we are "left with a substantial and ineradicable doubt as to whether the jury was

properly guided in its deliberations." Id.

Appellant argues that the trial court erred in refusing to give a charge on the

four year outside limit on the statute of limitations period. Section 6-5-482(a)

states that, ". . .in no event may [an] action be commenced more than four years

after such act. . . ," thus appearing to set an outside limit on the statute of

limitations period. Appellant argues that the court's refusal to charge on the four

year limitations period rendered the instructions erroneous and misleading, thus

prejudicing the defendant.

We find that appellant's argument is without merit. The Alabama Supreme

Court has treated Section 6-5-482(a) as a statute of limitations, and not a statute of

repose. See Street v. City of Anniston, 381 So.2d 26, 30-31 (Ala. 1980)). As

discussed in Delchamps, 642 So.2d at 958:

The limitations period of § 6-5-482 commences with the

accrual of a cause of action. Street v. City of Anniston,

381 So.2d 26 (Ala. 1980); Bowlin Horn v. Citizens

Hosp., 425 So.2d 1065 (Ala. 1983); Ramey v. Guyton,

394 So.2d 2 (Ala. 1981). A cause of action "accrues"

under § 6-5-482 when the act complained of results in

legal injury to the plaintiff. Grabert v. Lightfoot, 571

So.2d 293, 294 (Ala. 1990); Colburn v. Wilson, 570

So.2d 652, 654 (Ala. 1990). The statutory limitations

period begins to run whether or not the full amount of

damages is apparent at the time of the first legal injury.

Garrett v. Raytheon Co., 368 So.2d 516, 518 (Ala. 1979).

When the wrongful act or omission and the resulting

legal injury do not occur simultaneously, the cause of

action accrues and the limitations period of § 6-5-482

commences when the legal injury occurs. Moon v.

Harco Drugs, Inc., 435 So.2d 218, 219 (Ala. 1983);

Ramey v. Guyton, 394 So.2d 2, 4-5 (Ala. 1981).

When applying this legal principle to the facts, the Delchamps court

concluded:

Considering the type of personal injury alleged and the

alleged cause of this injury, we must conclude that she

may be able to establish that although the implants were

placed in her jaw on December 5, 1985, she did not

suffer legal injury until December 10, 1991, or some

other time within two years of the filing of her

complaint. Delchamps is entitled to present evidence

establishing the time at which the bone degeneration

began.

Id.

Consequently, we agree with the trial court that the four year period simply

has no application. As stated by the district judge during the charge conference, if

the statute was treated as a statute of repose, thereby making it an absolute bar for

an injured plaintiff to recover damages after the four year period, it would violate

Section 45 of the Alabama Constitution. This was clearly stated by the Alabama

Supreme Court in Street and is obvious from the holding in Delchamps. See

Street, 381 So.2d at 31; see also Delchamps, 642 So.2d at 958 (wherein the

implants were inserted on December 5, 1985, and suit was filed more than four

years later on June 2, 1992). The district court did not err in denying Aderholt's

requested jury charge.

IV. CONCLUSION

We AFFIRM the district court's rulings in all respects.

AFFIRMED.

FOOTNOTES

*. Honorable Willis B. Hunt, Jr., U.S. District Judge for the Northern District of Georgia,

sitting by designation.

1. The district court dismissed the co-defendants, Dr. R. B. Kent, III, and Dr. Richard

Stahl, upon a motion by the plaintiff, on February 30, 2000.

2. Hemmoragic pneumonia is an infection that causes bleeding in the lungs.

3. A pulmonary embolism is a blood clot that breaks loose and travels through the lungs

and into the heart.

4. A Greenfield filter is an umbrella shaped device that is inserted via a catheter and

strategically placed below the renal veins inside the inferior vena cava. All the blood returning

from the lower extremities first drains through the inferior vena cava.

5. Pulmonary edema is a condition in which the lungs fill with fluid.

6. Dr. Stroud testified that flash pulmonary edema is almost instantaneous, occurring over

a matter of minutes, versus the pulmonary edema McCormick experienced in London, which was

gradual.

7. A venagram is a specialized x-ray made with contrast dye.

8. This Court adopted as binding precedent all decisions of the Fifth Circuit handed down

prior to October 1, 1981. See Bonner v. City of Pritchard, 661 F.2d 1206, 1209 (11th Cir. 1981)

(en banc).

9. The district court charged the jury in the alternative in the words of the Alabama statute.

In order to find for the plaintiff on this issue, the jury was required to find that the suit was filed

within two years of the legal injury or within six months of discovering facts which would lead to

discovery of the wrongful conduct.

10. Section 6-5-482(a) states:

"All actions against physicians, surgeons, dentists, medical institutions, or other health

care providers for liability, error, mistake, or failure to cure, whether based on contract or

tort, must be commenced within two years next after the act, or omission, or failure

giving rise to the claim, and not afterwards; provided, that if the cause of action is not

discovered and could not reasonably have been discovered within such period, then the

action may be commenced within six months from the date of such discovery or the date

of discovery of facts which would reasonably lead to such discovery, whichever is earlier;

provided further, that in no event may the action be commenced more than four years

after such act except, that an error, mistake, act, omission, or failure to cure giving rise to

a claim which occurred before September 23, 1975, shall not in any event be barred until

the expiration of one year after such date."

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