Furtado v. Maloney, (1st Cir. 2005)

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Citation Limited Pursuant to 1st Cir. Loc. R. 32.3

United States Court of Appeals

For the First Circuit

No. 04-1675

THOMAS M. FURTADO,

Petitioner, Appellant,

v.

MICHAEL T. MALONEY,

Respondent, Appellee.

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF MASSACHUSETTS

[Hon. George A. O'Toole, Jr., U.S. District Judge]

Before

Boudin, Chief Judge,

Lipez and Howard, Circuit Judge.

Thomas M. Furtado, Memorandum in Support of a Certificate of

Appealability pro se.

February 18, 2005

Per Curiam. Thomas M. Furtado seeks a certificate of

appealability (COA) to appeal from the denial of his second Rule

60(b) motion to obtain relief from the dismissal of his petition

under 28 U.S.C. § 2254 because it was "mixed," containing both

exhausted and unexhausted claims. Because the district court did

not address the merits of Furtado's claims, a COA should may issue

if he has shown that "(1) the soundness of the procedural ruling is

debatable, and (2) the constitutional claim is also colorable.

Slack v. McDaniel,529 U.S. 473, 484-85 (2000)." Mateo v. United

States, 310 F.3d 39, 40 (1st Cir. 2002). Because Furtado cannot

meet the merits prong of the COA test, we need not determine

whether the procedural prong has been satisfied.

1. Sufficiency of the Evidence

Petitioner's one exhausted claim is that the district

court violated his due process rights by denying his motion for a

required finding of not guilty where "no evidence of identification

was presented." The constitutional standard for sufficiency of the

evidence claims is whether "viewing the evidence in the light most

favorable to the prosecution, . . . no rational trier of fact could

have found, beyond a reasonable doubt, sufficient evidence of the

crime for which the defendant was convicted." Joseph v. Fair, 763

F.2d 9, 10 (1st Cir. 1985) (citing Jackson v. Virginia,443 U.S. 307

(1979)).

A summary of the evidence is set forth in the

Massachusetts Appeals Court decision, Commonwealth v. Furtado, 53

Mass. App. Ct. 1108, 2001 WL 1609078 (2001). Based upon that

evidence, petitioner cannot make even a colorable claim that no

rational juror could have found, beyond a reasonable doubt,

sufficient evidence that Furtado was one of the perpetrators of the

charged offenses of armed robbery and assault with intent to rob.

Furtado's main argument here is that the identification evidence

was entirely circumstantial. However, "[t]he government need not

produce direct evidence to meet its burden of proof:

'circumstantial evidence, if it meets all the other criteria of

admissibility, is just as appropriate as direct evidence and is

entitled to be given whatever weight the jury deems it should be

given under the circumstances within which it unfolds.'" United

States v. Hughes, 211 F.3d 676, 681 (1st Cir. 2000) (citations

omitted).

2. Jury Coercion

The constitutional right at issue here is the right to an

uncoerced verdict. "Any criminal defendant . . . being tried by a

jury is entitled to the uncoerced verdict of that body." Lowenfield

v. Phelps,484 U.S. 231, 241 (1988). This court has stated that

"[a]ny supplemental instruction in response to a jury's deadlock

can have a significant coercive effect by intimating that some jury

members should capitulate to others' views, or by suggesting that

the members should compromise their rational positions in order to

reach agreement." United States v. Hernandez-Albino, 177 F.3d 33,

38 (1st Cir. 1999). But this court has also recognized that "[t]he

right not to be put twice to the bar is of a very high order,"

United States v. Hotz, 620 F.2d 5, 6 (1st Cir. 1980), and that a

judge should exercise his discretion to declare a mistrial on the

basis that the jury has reached an impasse, only "with great

reluctance." Id. at 7.

Furtado has not made even a colorable claim of jury

coercion. "Where . . . the judge reasonably concludes that the

jury is not deadlocked . . . , the defendant is not prejudiced by

a simple instruction to continue deliberating." United States v.

Figueroa-Encarnaciòn, 343 F.3d 23, 32 (1st Cir. 2003), cert. denied,

540 U.S. 1140 (2004). And the district court's failure to grant

defense counsel's request for a second instruction on the

government's burden of proof did not create a colorable due process

issue. Under similar circumstances this court has held that "[t]he

failure of the trial court to reinstruct the jury on the burden of

proof was not constitutionally defective since extensive

instructions had been previously given." Salemme v. Ristaino, 587

F.2d 81, 89 (1st Cir. 1978). Finally, there was no colorable claim

of constitutional magnitude stemming from the jury's communication

of its division on the question whether further deliberations could

assist them in returning a verdict. See Lowenfield, 484 U.S. at

240.

3. References by Prosecutor to Excluded Evidence

Furtado argued that his due process rights were violated

by the prosecutor's improper conduct in ignoring the court's in

limine order excluding any statements made by the deceased victim.

Prosecutorial misconduct violates a petitioner's due process rights

only "if the conduct 'so infected the trial with unfairness as to

make the resulting conviction a denial of due process.'" Moreno-Morales v. United States, 334 F.3d 140, 148 (1st Cir. 2003). The

Appeals Court found that "the judge submitted the case to the jury

solely as a circumstantial evidence case." Furtado, 2001 WL 1609078

at ***1 n.2. The court also supportably found that "[v]iewed in

the light most favorable to the Commonwealth . . ., the

circumstantial evidence and the reasonable inferences drawn

therefrom were sufficient for a jury to conclude beyond a

reasonable doubt that the defendants were the robbers." Id. at

***1. Under these circumstances, Furtado has not made a colorable

claim that any misconduct by the prosecutor in referring to Jones'

identification of the defendants deprived Furtado of a fair trial.

4. Ineffective Assistance of Counsel

Finally, Furtado claimed that he was denied effective

assistance of counsel because his attorney 1) did not move for a

mistrial on the ground that the jury was deadlocked, and 2)

"fail[ed] to join in the Motion to Strike when the prosecutor

ignored the court's earlier ruling that Jones' statements were

inadmissible." Petitioner cannot make a colorable showing of

prejudice as to either claim. A motion for a mistrial for the

district court's alleged failure to conform to Mass. Gen. Laws ch.

234, § 34 would not have succeeded. The failure to join co-defendant's motion to strike did not prejudice Furtado because the

motion was granted.

We conclude that Furtado's § 2254 claims are not even

colorable. Therefore, his request for a COA is denied and the

appeal is terminated.









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